Independence of the judiciary

Courts and Global Civil Society

 

Role & Function of Courts and Tribunals

 

Managing Courts and Tribunals

Contents

Shimon Shetreet, 'The Struggle for Judicial Independence'

Sir Nicolas Browne-Wilkinson, 'The Independence of the Judiciary in the 1980s'

Sir Ninian Stephen, 'Judicial Independence – a Fragile Bastion'

Sir Guy Green, Chief Justice of Tasmania 1973-1995, 'The Rationale and Some Aspects of Judicial Independence'

W R Lederman, Professor of Law, Queen's University, Toronto, 'The Independence of the Judiciary'

Eric Colvin, 'The Executive and the Independence of the Judiciary'

Kate Malleson, The New Judiciary The effects of expansion and activism. 1999 Ashgate, Aldershot

David M O'Brien. Judges on Judging: Views from the Bench. 2nd ed, 2003, Chatham House Publishers
A collection of personal views of judges on the judicial process, the function of judging and the role of the courts.

Aharon Barak, Judging as a Way of Life
<http://www.legal affairs.org/issues/May-June-2002/feature_barak_mayjun2002.html>
In a lecture to the Canadian Supreme Court, the Hon Justice Aharon Barak, President of the Supreme Court of Israel, discusses the role of the court. He says it is 'not to capture the mood of the day, it is to express the deep values of society expressed in its basic legal documents, traditions and history'.


Shimon Shetreet, 'The Struggle for Judicial Independence', Judges on Trial: A Study of the Appointment and Accountability of the English Judiciary, North Holland Publishing Co, 1976


Judicial independence – separation of powers – history


Professor Shetreet sets out the English legal history of the concept of independence of the judiciary from the early Stuart period to the Act of Settlement of 1701 and on to the 18th and 19th centuries. He makes reference to the many famous clashes between judiciary and executive and judiciary and parliament during these periods, briefly describing the circumstances of each and their outcomes. The three way battles for power between Crown, parliament and judiciary are also described. The chapter is comprehensive in its references to historical sources.

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Sir Nicolas Browne-Wilkinson, 'The Independence of the Judiciary in the 1980s'(1987) Public Law 44


Independence of judiciary – institutional independence – administrative and financial autonomy – right to fair and expeditious trial


The English Vice Chancellor presented this speech to Lincoln's Inn in 1987 at a time when he thought the institutional independence of the judiciary was under challenge from reduced government funding and an upsurge in rates of crime and civil litigation. He refers to documents suggesting that the executive is answerable to parliament for the conduct of legal proceedings and insists this is a judicial responsibility. English experience after the Beeching reforms in 1969 is discussed, along with different methods of court governance used in the US federal courts and the federal and South Australian courts in Australia. The author's key point is that, although judges must accept that there may not be sufficient funds to meet all their needs, the judiciary must remain responsible for the planning and administration of courts.


Links:


The Honourable Mrs Justice Susan Denham, Supreme Court of Ireland, 'The Diamond In A Democracy: An Independent, Accountable Judiciary Keynote Address to Annual Conference of The Australian Institute of Judicial Administration, Darwin, Northern Territory, Australia, 14-16 July, 2000
http://www.aija.org.au/publications.htm

The Honourable J J Spigelman AC, Chief Justice Of New South Wales, 'The Maintenance Of Institutional Values', Colloquium, Research Library Futures: Strategies For Action, State Library Of New South Wales, Sydney, 17 May 2002
http://www.lawlink.nsw.gov.au/sc\sc.nsf/pages/spigelman_170502

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Sir Ninian Stephen, 'Judicial Independence – a Fragile Bastion', Ch.49, Shimon Shetreet and Jules Deschenes (eds), Judicial Independence: the Contemporary Debate, Martinus Nijhoff, 1985


Sir Ninian Stephen was a judge of the Supreme Court of Victoria 1970-1972, a justice of the High Court of Australia 1972-1982 and Governor General of Australia 1982-1989. Sir Ninian reminds us that 'an independent judiciary is in itself no sufficient guarantee of liberty or of the rights of minorities' because the courts' responsibility is limited to interpreting and applying laws made by parliament. Only a parliament which by its laws respects liberty and minority rights can ensure democracy. He concludes: 'Within its own modest limits judicial independence conduces to the free society'. The author considers two challenges to judicial independence, the first is the activist judge committed to reforming the law, and the second is the view that judges should feature in a new role as interpreters of broadly expressed guarantees of human rights. Judicial independence may also be affected when the courts' jurisdiction is diminished by the assignment to special tribunals of areas sensitive to government policy. Although an independent judiciary is 'a formidable protector of individual liberty, it is at the same time a very vulnerable institution, a fragile bastion' because of its dependence on the other branches of government for its financial and material support. In Sir Ninian's view 'what ultimately protects the independence of the judiciary is a community consensus that that independence is a quality worth protecting'. He believes 'community consensus supporting the independence of the judiciary may be less easy to maintain in the face of either highly activist judicial law-making or of judges entrusted with the interpretation and application of entrenched guarantees of human rights'.

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Sir Guy Green, Chief Justice of Tasmania 1973-1995, 'The Rationale and Some Aspects of Judicial Independence' (1985) 59 Australian Law Journal 135


Judicial independence – definition – impartial decision making – judges as custodians of the law - absolute independence unattainable – but balance towards ultimate judicial control

Sir Guy Green puts forth the view that judicial independence is not 'a principle of self-evidence validity'. 'Its validity is derived from the fact that the maintenance of judicial independence is a necessary condition of the existence and the maintenance of other values and constitutional principles which are regarded as being fundamental'. The judge's functions are to decide individual cases, independently, and to act as a custodian of the law. Impartiality must be assured to fulfill the first function, particularly when judges are required to make value judgments, such as reasonableness, fairness and justice. In exercising judgment the judge must apply values 'ultimately derived from those prevailing in the community'. This is not just the application of public opinion. The judicial function as custodian of the law is 'essential to the maintenance of parliamentary democracy and the rule of law'. Neither can exist without an independent judiciary. Sir Guy considers two areas of law tending to protect the courts from interference; these are security of tenure and the inherent jurisdiction which gives the courts powers to protect themselves from interference. However, he hedges his recommendation for establishment of a procedure for effective communication between the judiciary and the other branches of government, with the reservation that the existence of such a procedure should not be viewed as either obligatory or in derogation of the courts' right to communicate as it chooses. Relations between the branches of government are considered by reference to court accommodation, staffing and financial control, Sir Guy's view being that they must all remain under the ultimate control of the judiciary.

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W R Lederman, Professor of Law, Queen's University, Toronto, 'The Independence of the Judiciary' Allen M Linden (ed), The Canadian Judiciary, 1976


Judicial independence – individual and collective independence – a democratic process

Professor Lederman explains his purpose as being 'to explain the essential positive functions of an independent judiciary as an integral part of our total constitutional system'. This involves examining relations between the three arms of government and the institutional arrangements to ensure independence. He looks first at the English and north American legal history, then at what he calls 'the essential operational elements of judicial independence' which fall into two groups: the individual and the collective. In respect of individual independence Prof Lederman looks at the terms of appointment of the judge, as independent of the civil service and of parliament, and autonomous, although a minister of the crown might appear in court and argue for a result preferred by the executive and parliament might legislate to override the decision of a judge. Collective responsibility concerns the role of the judiciary in ensuring the effective operation of the judicial system. He then examines the systems for control of the courts themselves, describing the supervision of inferior courts by the higher courts and the judicial restraint required to ensure the integrity of the higher courts' conduct. His conclusion is that the courts are neither undemocratic or anti-democratic, the statutes of the elected legislature prevailing if worded effectively. If ambiguous in intent the citizen can challenge the statute's interpretation in court. Prof Lederman leaves the question of judicial law making for later discussion in the edited work.

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Eric Colvin, 'The Executive and the Independence of the Judiciary' (1986-87) 51 Saskatchewan Law Review 229


Independence of judiciary from executive – no public scrutiny – developments in Canada – difference between independence and impartiality – changing meaning of judicial independence – Valente v The Queen


There has been a 'Janus-faced' approach to judicial independence, the independence of the judiciary is lauded but no protections are offered to secure it from the executive. Interference from executive government presents the biggest threat to judicial independence, because it is away from public scrutiny. Three developments in Canada are reviewed: the establishment of judicial councils, judicial campaigns for greater independence and the guarantee of independence in criminal cases in the 1982 Charter of Rights and Freedoms. Colvin describes an increasing lack of confidence in traditional safeguards of judicial independence through constitutional convention and the growing demand for constitutional protection. Those concerns are discussed by reference to the relationship between the judiciary and the executive. The decision of the Canadian Supreme Court in Valente v The Queen [1985] 2 SCR 673 is reviewed.

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