Understanding Scientific/Technical Controversy
David Mercer
Science and Technology Policy Research Group
Occasional Paper No.1
November 1996
Table of contents
- Introduction: mapping
the literature on scientific and technical controversy
- Scientific controversy
as political controversy
- Scientific controversy
as a by-product of technocratic politics
- Historico/narrative
approaches
- Fact/value approaches
to controversy
- Closure studies
- Contemporary sociology
of scientific knowledge (SSK)
- Conclusions and overview
Introduction: mapping the
literature on scientific and technical controversy
The material in this paper originates from a Doctoral thesis,[1]
and lectures presented in the University of Wollongong Science
and Technology Studies Department undergraduate subject 'Scientific
Controversies' in 1993. During the preparation of this material,
I noted that there was an absence of overviews of the literature,
sufficiently clear or detailed, to guide the uninitiated through
the subtle, but philosophically important, differences between
the main currents of academic thought on Scientific and Technical
Controversy (STC). The following 'map of the literature' has
been designed to try to fill this gap and also to raise awareness
of some of the valuable intellectual possibilities that can
arise from a critical cross-fertilization of differing theoretical
approaches, something which rarely occurs at present.
Taking as a relevant sample, the literature which specifically
advertises that one of its main concerns is the study of STCs,
six main approaches were identified:[2]
Studies were able to be pigeon-holed on the basis of their
relationship to the following three criteria:
-
the models and choice of analytical tools used to describe
and explain STCs and why they occur;
-
what broader principles the analyst hoped to draw to
the readers attention from the study of STCs; and
-
the actual choice of subject matter within any given
STC or set of STCs, or what types of STCs come to be emphasised
in actual studies.
It should also be acknowledged from the outset that this
review has been shaped by a 'post-Kuhnian'[3]
orientation towards understanding science. Post-Kuhnian approaches
can be characterised by their scepticism for 'grand' philosophical
theories of scientific method and their concern with relating
scientific knowledge to its social context. Of the approaches
to STCs to be surveyed, 'Sociology of Scientific Knowledge'
(SSK) -influenced approaches capture a post-Kuhnian ethos
best. Because of this, I will discuss their strengths and
weaknesses in more depth than other approaches to STCs. It
should, however, be noted that this does not exempt SSK from
criticism nor acknowledging the merits of alternative approaches.
The choice of broad multi-factoral criteria was made to avoid
the tendency displayed by some post-Kuhnian orientated studies
in STS to place too much emphasis on epistemological questions
at the expense of investigating the broader links between
the micro-social shaping of knowledge claims and macro-social
contexts. Whilst any discussion of STC involves considering
epistemological questions, focusing on epistemology exclusively
can blur some important distinctions between the different
political implications of various epistemologies and studies
which may not explicitly address epistemological issues. The
following commentary will examine the epistemological views
of various approaches to STC but will place such discussion
in the context of the broader categories noted above.
It is important to anticipate a criticism, following from
the above, that such an approach is flawed because it makes
comparisons between approaches with fundamentally different
views about the epistemological status of science. In response,
it could be argued that such a criticism takes the 'boundary
maintenance' rhetoric used by competing approaches to STCs
on face value. In fact, one of the sub-themes that appears
in the following survey is the importance of evaluating approaches
STCs according to both their programmatic rhetoric and also
the types of issues and subject matter actually emphasised
in practice.
Before proceeding with this review of the literature, it
is worthwhile to briefly discuss one of the few recent attempts
to overview the study of STCs: Martin and Richards (M &
R), 'Scientific Knowledge, Controversy, and Public Decision-Making'.[4]
Despite their considerable status and important contributions
to the field their paper displays a number of defects which
weaken its value as an accurate and reliable overview of the
literature.
M & R frame their overview in keeping with their aims
of enhancing public participation in scientific decision-making
and divide up the literature with a strong concern for the
stated political aspirations of various studies of STCs. Four
loosely bounded 'ideal type' categories are identified: Positivist;
Group Politics approach; the Sociology of Scientific Knowledge
(SSK) or Constructivist approach; and, the Social Structural
approach. The implications for public decision-making concerning
science and technology of these various approaches are compared
and contrasted and an 'integrated approach' recommended.
From the start, this approach is weakened by a lack of discussion
explaining the criteria by which their 'ideal' types have
been chosen. This lack of theoretical reflexivity also helps
explain a further problem which involves the mis-classification
of some important contributions to the STC literature. Two
important examples of this involve M & R's mis-classification
of certain studies as 'positivist', and other studies as 'social
structural'. In the first example, M & R take the work
of Engelhardt and Caplan[5]
as an exemplar of Positivist approaches which supposedly separate
the 'social' from the 'scientific' in the study of STCs.
A continuing controversy is considered actually to be
two controversies cognitive controversy (a controversy over
knowledge) and a social controversy (a controversy over
non-scientific issues) (Engelhardt and Caplan, 1987). The
cognitive controversy can be settled by the supposedly tried
and true scientific method, whereas the social controversy
may persist indefinitely.[6]
This represents an over-simplification of Engelhardt and
Caplan's position. Whilst Engelhardt and Caplan do display
a positivist pre-occupation with scientific method (which
I will comment on and critique at a later point) described
under the heading of 'strict sound argument closure', their
approach does offer some potential to consider
the social contingencies involved in the construction of scientific
knowledge claims. They do this by introducing the notion of
'broad sound argument closure': this involves acknowledgment
by the analyst of the way participants in STCs frame what
is 'social' as opposed to what is 'epistemic' (scientific).
So whilst it is true that such approaches to STCs ultimately
separate out the 'social' from the 'scientific' at the level
of analysis of 'strict sound argument closure', there is considerable
room at the level of analysis of 'broad sound argument closure'
for studies of STCs to investigate many similar concerns to
approaches such as SSK.
Another example of mis-classification involves the location
of STC writers such as Dickson and Nelkin into the so-called
'group politics' approach:
This approach to scientific controversy concentrates on
the activities of various groups, corporations, citizens'
organizations, and expert panels. Essentially the controversy
is dealt with as any other form of politics in the pluralist
interpretation of liberal democracy: a process of conflict
and compromise involving various groups contending in a
political marketplace.[7]
This categorization is puzzling. In numerous places Nelkin
explicitly discusses how STCs constitute a distinctive new
form of politics. She is particularly preoccupied with reliance
across the 'complete spectrum' of political views; with the
legitimation of decision-making by technical experts; and
with the effective decline in the scope of democratic decision-making
as political issues are redefined as technical.[8]
Dickson, like Nelkin, is concerned with the rise of technocratic
rationality and its shaping of STCs. Dickson quite openly
acknowledges his debt to writers concerned with the distinctive
shaping of modern politics by science and technology such
as Mumford, Ellul and Habermas. Dickson has also regularly
attempted to attach his concerns with technocracy to Marxist
writing on 'social class' and 'the labour process'.[9]
M & R's characterization of Dickson as a political pluralist
is clearly inadequate.
Apart from these problems an important question is: how well
does M & R's own work fit in to their prescriptive overview
of the literature? In the concluding part of their paper they
describe the need to go beyond any of the single approaches.
They identify and they prescribe the need to develop 'integrated
approaches' to the analysis of STCs. Integrated approaches
involve the mixing and matching of styles of analysis depending
on the analysts' aims. Ironically, the approach adopted in
most of M & R's own work follows a different pattern.
Rather than pick and choose between approaches their work
proceeds by first critiquing Positivist styles of analysis,
taking SSK approaches as a pre-condition for their later consideration
of broader politics. Both M & R (particularly Martin)
have previously argued that the adoption of SSK-styled epistemology
intrinsically challenges the dominant political power structures
in contemporary western society and facilitates better public
participation in STCs (see further discussion pp.50-51). This
theme, quite central to their other work, is not explicated
in relation to their promotion of so-called integrated approaches.
As I will argue in my conclusion, integrated approaches may
have certain benefits but require a more consistent and carefully
argued rationale than that offered by M & R.
Overall M & R's brief overview of the STC literature
does not adequately capture the important differences between
writers who problematize science and technology as raising
novel political questions (technocratic politics) and those
who emphasise continuity between politics of science and technology
and politics more generally. Their approach also fails to
credit the potential diversity between approaches which share
positivist epistemologies and, ironically, fails to give adequate
credit to the value of the contributions made to the study
of STCs by their own predominantly SSK orientated case studies.[10]
Scientific controversy as
political controversy
Although disputes among experts sometimes expand to involve
a more diverse mix of participants, often scientific and
technical controversies are initiated by those without technical
backgrounds. In these cases, technical experts may only
be called late in the disputes when additional resources
are sought to add strength to a position. The role played
by other parties, such as government, is influenced by the
subject of the controversy and the form the controversy
takes.
JC Petersen & GF Markle in 'Controversies in Science
and Technology' in DE Chubin & EW Chu (eds.), Science
Off the Pedestal: Social Perspectives on Science and Technology,
Wadsworth Publishing, Belmont, 1989, p.7.
In 'scientific controversy as political controversy' STCs
are interpreted as the by-product of political conflict. In
such approaches things like the micro-politics of the scientific
sub-cultures are only given attention so far as they might
reflect broader 'political realities' as the analyst deems
fit to define them. Of the numerous possibilities for analysing
STCs as political controversies, most studies can be considered
as falling into three main categories:
-
studies drawing from pluralist/liberal political models
emphasising the importance of the formation and operation
of social movements;
-
Marxist and structural political models emphasising
social class inequalities and the role of capitalist corporations,
ideology, and the state;
-
gender politics studies drawing from feminist studies
of science which analyse controversies through the lens
of gender inequalities and the status of science in a
patriarchal society.
A good example of the first category can be drawn from the
resource mobilization theory concerned with the study of the
politics of social movements as put forward by Petersen and
Markle.[11] In a 1989
review article 'Controversies in Science and Technology' they
argue both that controversies are 'an inevitable product of
Western democracy [and] that science and technology cannot
neatly be demarcated from other social institutions.'[12]
This vision of STCs as being essentially political in nature
raises doubts about the pertinence of forms of analysis that
emphasise controversies as mainly being the by-product of
expert knowledge based disagreements. This approach also argues
that there are limitations in approaches that view STCs as
the by-product of social problems flowing from the impacts
of inherent features of modern science and technology. In
relation to the former point, Petersen and Markle highlight
the importance of the initiation and shaping of disputes by
non-experts:
Although disputes among experts sometimes expand to involve
a more diverse mix of participants, often scientific and
technical controversies are initiated by those without technical
backgrounds. In these cases, technical experts may only
be called late in the disputes when additional resources
are sought to add strength to a position. The role played
by other parties, such as government, is influenced by the
subject of the controversy and the form the controversy
takes.[13]
In relation to both points, but especially the latter, Petersen
and Markle present an allegory to illustrate why it is plausible
to consider political forces as the key to understanding why
some scientific/technical issues become controversies rather
than others. They ask the reader to imagine a Martian, trained
in science policy, shortly after her arrival on earth. While
taking a cab from the rocket port, she notes the lack of safety
factors of the taxi-cab and other automobiles. She also observes
the obvious social and environmental problems involved in
the use of fossil fuels.
Surely, she concludes, fossil fuels and auto-safety must
be two of the most controversial science related issues
in contemporary America.[14]
Petersen and Markle point out that, of course, this is not
the case. Yet both issues should, we might expect, be scientific/technical
controversies. This leaves us with political questions about
why controversies occur. It is not enough to look to intrinsic
features of technology and science and their relationship
to society.
How did our expert go wrong? Why do some issues related
to science and technology develop into public disputes while,
others, of seemingly equal or even greater importance, do
not?[15]
In short, Petersen and Markle emphasise that STCs are best
explained in political terms. They appeal to theories of 'resource
mobilisation' within studies of the dynamics of social movements.
In such an approach, it is assumed that in contemporary society
there are numerous grievances: as such controversies could
develop at almost any time and in relation to numerous issues.
The reason that controversies do not arise this way, is that
the vast majority of the populace lack resources to turn grievances
into controversies. Because of the unequal distribution of
social power in contemporary society, one of the few contexts
where such resources are able to be attached to grievances
is through the functions of social movements. In such contexts,
of particular importance are the role of social movement professionals
(or issue entrepreneurs) and the co-opting and influencing
of elites. Under the pressure of political efficacy, social
movement activities re-cast specific technical scientific
disagreements in terms of social/political value questions.
This suggests that STC is foremost political controversy,
shaped, guided and instigated by social movements.
Petersen and Markle raise a number of examples of specific
controversies to support their claims. They discuss, for instance,
how cultural and political differences between the US and
Great Britain led controversy over oestrogen replacement therapy
to take on a totally different character in each respective
national culture, the difference being both in the nature
of the politics involved and the way knowledge claims were
linked to them.[16]
Overall, whilst social movement approaches to controversy
accept that the study of STCs can be valuable in exposing
the social choices sometimes obscured in scientific decision-making
and that controversies provide a form of technology assessment,[17]
they still maintain that STCs fit into a continuum of science,
technology and society - that they are social political controversies
ahead of scientific technical controversies sui generis.
As well as 'social movement politics', another example of
'controversy as politics' can be found in some Marxist orientated
studies. Whilst there is no overarching programme of Marxist
studies addressed directly to the problem of STC, some hints
of what such an approach might look like can be found in the
work of Levidow[18],
Figlio,[19] Young,[20]
and the Radical Science movement.[21]
Levidow, for instance, analyses the STC surrounding the nuclear
accident at Three Mile Island. Beneath technical disagreement
over what constituted safe exposure levels for 'fall-out',
and contradictory interpretations of what levels local people
were already exposed to, a more important force at play was
the way 'authorities' came to define the crisis in the first
place. Rather than acknowledge that, potentially, all radiation
exposures were harmful to the public, debate came to be conducted
in terms of potential exposures relative to other measurements,
such as medical x-rays and forms of background radiation.
This fetishism of 'millirems per person', appealing to
a negative 'possessive individualist' attitude towards possible
damage, helped the state to perform its crucial tasks: to
contain the immediate threat of popular disturbance, especially
a break in production, as well as general distrust in the
government itself; and to protect the nuclear industry from
subsequent attack for the health hazards inherent in it.
Thus the industry was able to congratulate itself afterwards
for having prevented a core meltdown; in this way the state
was able to protect capital's interest in nuclear power.[22]
According to Levidow this so-called 'ideology of safe levels'
operated at two political levels. At the first superficial
political level, the state could mis-represent what actually
constituted safe exposures. For instance, power companies
experts argued that exposure from the accident was no more
than a dental x-ray. This, of course, sparked a heated STC.
There were a number of other experts willing to argue that
exposure 'in reality' was more like 3 to 10 dental x-rays
or greater. Whilst this challenged the trustworthiness of
the authorities, this STC was still 'operating' at a superficial,
politically-captured level.
Even that critical commentary, effectively calling the
authorities liars, did so within the authorities' own fetishized
terms of reference; it disputed quantitatively the
government's ultimately meaningless comparison of two different
processes: infrequent 30-second exposures to a section of
the jaw, and an 'equivalent' total concentration of exposure
to more cancer-prone parts of the body spread over several
days. The official claims were not merely quantitatively
false in content but also ideological in form representing
the (largely hidden) organic damage as some finite, familiar
thing popularly associated with good health ...[23]
The second deeper (qualitative) political level that
the controversy 'operated' at involved the symbolic power
of the abstract category of 'safe levels'. This category was
constructed and deployed by the state and the forces of capital
so as to shape the controversy to suit their own interests.
Through the scientific terms of reference it invoked,
the state was able to represent the low-level radiation
exposure as 'part of the facts of life'. This not-uncommon
feature of the nuclear industry - an inherent contradiction
between the economic profitability and public acceptance
of nuclear power - thus became a merely contingent conflict:
the monitoring of 'safe level'. In this way the state could
appear to be protecting people from the excesses of the
industry while really protecting capital's interests in
nuclear power: a sophisticated exercise in managing the
contradictions inherent in the nuclear industry.[24]
In Marxist approaches then, STC can be analysed not merely
in the narrow terms of the expert disagreements but, rather,
in the context of the social relations of capitalism in which
scientific/technical terms are negotiated and given practical
meaning. As Levidow points out, quoting Marx from the Grundrisse:
... even the most abstract categories - despite their validity
for all epochs (precisely because of their abstractness)
- are nevertheless, in the specific character of this abstraction,
themselves likewise a product of historical relations, and
possess their full validity only for and within these relations.[25]
This does not necessarily indicate that the natural world
is some kind of social construct, but rather that the negotiations
of the meanings and implications of scientific/technical knowledge
will be refracted through the social reality of the class
relations of bourgeois society. STC then can be read as one
of the numerous forms of class politics.[26]
In a similar vein, Figlio discusses the medico-legal debate
surrounding the so-called 19th Century miners' disease, Nystagmus,
putting the issue as follows:
I shall analyse the appearance of the observers of the
disease and the socio-economic and political meaning of
the disease, as mutually constitutive aspects of the same
history. As a social event miners' Nystagmus has a history
at one with the emergence of the social space within which
its observation could occur. In this latter sense, the pre-existence
of the disease as a 'natural' object which attracted medical
scrutiny and characterisation - the growth of medical knowledge
- is beside the point historically.[27]
Similar to Marxist approaches discussed above, feminist
orientated studies of STCs are not unified as to the specific
details of how STCs should be best studied. Part of this diversity
can be accounted for by the vigorous but recent flood of interest
in 'the science question in feminism'.[28]
Feminist epistemologies of science reflect this diversity.
Whilst some approaches have adopted biological essentialist
perspectives emphasising the need to reshape science to incorporate
the intrinsic biological cognitive attributes of women,[29]
others have incorporated sociological and biological ideas
together into what Harding has described as 'feminist standpoint
epistemology' which is based on the argument
that men's dominating position in social life results in
partial and perverse understandings, whereas women's subjugated
position provides the possibility of more complex and less
perverse understandings.[30]
Other feminist positions have been more interested in locating
and deconstructing the ways gender relations shape the epistemology
of science in more specifically situated terms with care for
the detailed historical and social contexts in which scientific
knowledge is being constructed.[31]
Others yet again, have been less interested in the epistemological
deconstruction of science, being more concerned with (liberal
political) issues surrounding the levels of participation
of women in science and ensuring a fairer representation of
the historical contributions of women to science.[32]
Apart from broader concerns with the degree to which, and
in what ways, science can be seen as a form of patriarchal
knowledge, and concern with the involvement by women in, and
shaping by women of, science and technology, there have been
a number of controversial areas of modern science and technology
which have been subject to feminist styles of analysis ahead
of others. Medical and psychiatric knowledge, in particular,[33]
have constituted sites where the construction of women's bodies
and women's behaviour by patriarchal society could be made
especially visible:
... the concern with gender analysis of scientific knowledge
can be traced back to the women's health movement that developed
in Britain and America during the 1970s. Regaining knowledge
and control over women's bodies - their sexuality and fertility
- was seen as crucial to women's liberation. Campaigns for
improved birth control and abortion rights were central
to the early period of second wave feminism. There was a
growing disenchantment with male medical theories and practices.[34]
Other areas of science such as new reproductive technologies,
environmental debates and peace studies have also figured
prominently in feminism/science discourse.[35]
Overall then, in 'controversy as politics' approaches to
STC, disagreements can be accounted for, and explained, in
numerous ways. Typically themes which arise involve:
-
the shaping of controversies and their outcomes along
lines of class, race, gender, etc.;
-
the capture of technical and scientific experts into
political programmes;
-
the mobilisation of resources by social movements, etc.;
-
analysis of the strategies which interest groups and
participants adopt to attempt to 'win' controversies.
In such explanatory schemes epistemological issues surrounding
science do not always need to take a 'high profile' nor be
consistent between similar modes of political analysis. For
instance, all of the following epistemological positions can
be shown to be consistent with putting political analysis
foremost in the manner described above:
-
emphasise the shaping of knowledge claims as the by-product
of 'political epistemological' factors, according to the
analyst's version of political epistemology, i.e. Marxist
or feminist, etc.;
-
adopt a 'realist epistemology' but acknowledge the inter-weaving
of science and political questions in practical contexts,
i.e. the important subjects of controversies and disagreements
are unlikely to be amenable to simple epistemological
analysis by their very nature;
-
re-define epistemological questions by putting them
in to the background by emphasising, in the context in
question, intrinsic problems of uncertainty. Best political
practice, in the context of uncertainty, replaces epistemologically
based concerns which are pre-occupied with 'knowledge
closure' above practice.
Overall, in the 'STC as political controversy' approach,
the key processes observed in scientific/technical disagreements
will chiefly be those reflecting either the capture of scientists
to pursue what are political aims of social interest groups,
or the shaping of scientific/technical claims by the demands
of class or gender forces. In these approaches, controversies
are seen as the outcome of problems in social and political
structures, hence they can be viewed in the light of being
positive things bringing to air implicit political conflict
that may otherwise be concealed.
From a 'post-Kuhnian' perspective, these approaches to STC
display a weakness in frequently failing to evaluate the more
detailed content of scientific disagreements. Scientific disagreements
tend to be seen as symptoms of problems located 'elsewhere'.
The politics of science are too easily 'read off' politics
generally. This can mean that, at times, political analysis
starts 'long after' a great deal of politics has already occurred
concerning negotiating/constructing the content of scientific/technical
knowledge claims. Whilst such approaches might capture political
aspects of the knowledge claims in question in relation to,
for instance, class and gender biases, they might easily miss
the more micro-political shaping of claims specific to particular
times and places, sub-cultures and knowledge contexts.
Scientific controversy as
a by-product of technocratic politics
... a ubiquitous question woven throughout the variety
of disputes over science and technology is who should control
crucial policy choices? Reflected in this question is the
fear that complex technological advances with far reaching
consequences have changed the nature of the decision-making
process, that scientific approaches to public policy have
encroached on the traditional political models, and that
deference to scientific knowledge threatens democratic principles
reducing public control of crucial policy choices.
D Nelkin, 'Controversies and the Authority of Science',
in HT Engelhardt & AL Caplan (eds.), Scientific Controversies,
Cambridge University Press, New York, 1987, p.291.
'Technocratic Politics' approaches identify scientific-technical
disagreements as the by-products of politics, but not politics
broadly understood. Rather, they are examples of the special
political questions intrinsic to, and shaped by, qualities
of modern science and technology. In particular, there is
concern with the roles of scientific/technical knowledge in
influencing what are seen as qualitative changes to the nature
of modern social structures and politics. Within these approaches,
the roots of most technical and scientific disagreements can
be found in unresolved difficulties surrounding the attempt
to define the 'legitimate' boundaries between science, technology
and society.[36]
The boundaries between science technology and society become
blurred for numerous reasons:[37]
-
science is increasingly drawn upon as a source of rationality
and legitimacy for decisions in modern society;[38]
-
science and technology have increasingly come to mediate
day-to-day life experiences - as such there is a growing
material dependence on the opinions of scientific and
technical experts;[39]
-
there is a growing tendency for scientific-technical
explanations and styles of reasoning to spread into previously
intangible areas of human life;[40]
-
in political or social disputes there is an irresistible
tendency for many disputes to come to be defined in technical
terms with scientific 'facts' converging with political
'values' - this situation creates political complexities
as attempts to separate scientific 'facts' from political
'values' founder because of the tendency for biases to
be built into, or in fact even be necessary to, the process
of collecting and interpreting data in science required
for policy purposes.[41]
Problems with defining the boundaries between science, technology
and society are amplified by the emergence of persistent areas
of conflict which are perceived to be intrinsic to modern
science and technology.[42]
These include:
-
Fear of Risk. The growth of invisible, uncertain, unfamiliar,
as well as involuntary and 'delayed threat' risks. Recombinant
DNA technology and nuclear power exemplify these new kinds
of risks. Institutionalised scientific disagreement and
uncertainty mean that increasing evidence, rather than
allaying fears, promotes difficult value questions in
relation to acceptable levels of risk, often challenging
the trustworthiness and responsibility of public institutions.[43]
-
Fear of Misuse. The growth of applications of science
with uses beyond their initial intended ones which may
lead to harmful consequences, for instance, the potential
for genetic engineering to be used in the hands of fascist
governments to promote eugenics.[44]
-
Moral and Ethical Concerns (flowing from the first two
points above). These are expressed in the classical Faustian-Frankenstein
themes: should science research some areas at all? are
there fundamental ethical concerns, natural laws, which
should limit scientific research?[45]
-
Questions of Equity. A typical problem of new technologies
is the redistribution of social costs and benefits. For
instance, high tension powerlines or the construction
of new airports may benefit large parts of the population
but simultaneously impose costs on specific groups which
may experience little or no direct share of these benefits.
Also there is the related issue, given the huge social
and economic costs of scientific research and development,
of how goals and directions should be decided.[46]
-
Freedom of Choice and Individual Rights. These involve
the tendency for decisions made about new technology to
demand universal compliance. 'Everyone must experience
the effects of the decision' - for instance, should individuals
have the right to use banned or scientifically dubious
medications?
Governments impose regulations on the assumptions that
individual choices have social costs or that individuals
may fail to make rational choices on their own behalf.[47]
The 'intrinsic' difficulties surrounding modern science and
technology noted above, plus the legitimatory functions of
science and technology noted earlier can come together to
produce ambivalence and profound cognitive dissonance. Within
STC, experts, and the knowledge they 'represent', quickly
come to take on ambiguous roles. Nelkin describes the situation
succinctly:
... for they [experts] serve as a source of authority in
disputes that are partly based on mistrust of precisely
the kind of expertise that they themselves have come to
represent.[48]
STC studies working in this framework frequently set about
exposing the problems involved in the so called blurring of
scientific/technical and social values. This has often involved
describing the ways scientific/technical decision-making disenfranchises
those without scientific/technical expert representation or
those unable to, or unwilling to package their responses to
scientific and technical developments in scientific and technical
terms. Attention has also been payed to the growth of 'state
sanctioned' decision making processes such as public inquiries
where scientific, technical and legal 'experts' reframe political
decisions into scientific/technical ones.[49]
In short, a theme in many of these studies is the threat
to democracy if the political values embedded in technical
and scientific disagreements are not acknowledged. To quote
Nelkin again:
... a ubiquitous question woven throughout the variety
of disputes over science and technology is who should control
crucial policy choices? Reflected in this question is the
fear that complex technological advances with far reaching
consequences have changed the nature of the decision-making
process, that scientific approaches to public policy have
encroached on the traditional political models, and that
deference to scientific knowledge threatens democratic principles,
reducing public control of crucial policy choices.[50]
The 'subject matter' of' technocratic political' approaches
tend to be things like the processes of scientific and technical
decision making in controversial, frequently public, debates.[51]
The content of the respective positions in such debates may
be analysed to explore the political implications of; the
re-descriptions of 'political concepts' as 'scientific concepts';
the role in decision making of experts and expert bodies;
the political agendas of expert groups; the capture of expert
groups for political purposes; and the form and quality of
public participation in such debates. Many of these subjects
are similar to those examined in 'controversy as politics'
approaches. However, unlike the 'controversy as politics'
approaches, here political viewpoints are contextually filtered
through the prior problematic of the 'technocratic societies'
inevitable blurring of the boundaries of science and society.
Hence the idea that such controversies are 'special'; that
science and technology filter particular concerns in specific
ways that need to be explored as valuable in their own right.
A variety of epistemological positions are possible in technocratic
politics approaches:
-
There can be a degree of indifference about entering
into 'micro epistemological' debates concerning the nature
of scientific knowledge. Such indifference can be justified
by noting that more important issues surround the understanding
of the complexity of the mixing of social/technical concerns
and knowledges which are intrinsic to scientific/technical
controversies. As touched on previously, such mixtures
of science, politics, facts-values are not taken as anomalous.
Rather they are seen as a part of the condition of modern
scientific technical society, something requiring analysis
in its own right and not re-description via the analyst.
-
Some studies, notably the work of Wynne,[52]
Albury[53] and Rip,[54]
do address epistemology squarely. Nevertheless, their
emphasis is not on exploring the intricacies of scientific
knowledge construction in situ alone, which is
often done in more micro epistemologically preoccupied
approaches, but rather to explore what should be the appropriate
political practices involving scientific/technical disagreement,
acknowledging from the outset, as central, the unique
position and symbolic significance of modern science as
a source of epistemological authority for contemporary
knowledge claims. The exploration of the construction,
and implications, of scientific authority becomes as,
or more important, than the preoccupation with the construction
of specific knowledge claims at a micro level. Overall,
in a sense then, the major epistemological preoccupations
of 'technocratic politics' approaches could be described
as 'macro epistemic', i.e. the broader significance of
the way that the authority of science is used in the construction
of knowledge claims.
From a 'post-Kuhnian' perspective, 'technocratic politics'
approaches to STCs have a number of strengths and weaknesses.
Their weaknesses involve the tendency for an uncritical dichotomy
of technocratic versus humanistic to be used in analysis.
In exploring the dilemmas in scientific controversy of the
'blurring of the boundaries' of the scientific/technical versus
social/humanistic, 'technocratic politics' approaches ironically
themselves often risk 'blurring the distinction' between the
technocratic humanistic dichotomy as, on the one hand, a participant's
resource, whose meaning is subject to negotiation according
to the specific context of its use, and, on the other hand,
an analyst's resource, as an over-arching theory of society
and knowledge. This can mean that whilst technocratic politics
approaches correctly identify the importance of technocratic
rhetoric and the unique legitimatory role of science
in contemporary western culture, there can be a risk of assuming
an overly simplistic linkage between technocratic rhetoric
and actual practices and knowledge claims, rather than carefully
documenting such linkages as they unfold in situ. Further,
the analyst may risk introducing, a priori, without
the benefit of detailed explanation, theories of what constitute
technocratic versus humanistic categories of thought.
Overall, the technocratic versus humanistic dichotomy may
be useful to consider when analysing scientific controversies
as long as it is taken as an important part of the rhetoric
of participants in controversies. Whilst the way participants
deploy such categories may in fact be one of the central forms
of legitimatory rhetoric that can be observed in many scientific
controversies, the analyst nevertheless should avoid the tendency
of introducing 'unexplicated' theories involving humanistic
versus technocratic world views against which to measure/judge
participants' claims.
Aside from the difficulties noted above, technocratic politics
approaches to controversy do provide a number of useful observations.
Most importantly they attempt to identify some of the features
common to STCs. These involve specific observations about
repeated patterns of social concern in relation to the introduction
of new science and technology, such as fear of risk, problems
of equity, etc., and the more general observations of the
broader cultural significance of modern science as a belief
system - that is, problems of cognitive dissonance when experts
disagree, the use of scientific/technical rhetoric to legitimise
political claims, etc. The importance of the broader cultural
significance of science and its implication for the study
of controversy is easily overlooked in some of our other approaches.
For instance, in 'controversy as politics', consideration
of the image of science as a special form of legitimation
tends to be subordinated to considerations of more general
politics. Similarly, in sociology of scientific knowledge
approaches, the need to explain the heterogeneity and localised
nature of the politics behind the construction of science
as practice, risks losing sight of the more general homogeneous
discourse of science as legitimatory representation.
It is extremely important to incorporate into the analysis
of controversy a recognition of the broader cultural significance
of science as a belief system. This is particularly true if
we consider the growth of numerous knowledge-making contexts
and 'hybrid experts' operating between esoteric specialist
research sites and the public. These key sites are rich in
the use of rhetoric and negotiation of both specific scientific
knowledge claims and more general claims about science as
a belief system.
Historico/narrative approaches
Told in the form of a riveting medical detective story,
Currents of Death is a meticulously researched and
dramatically written warning about the most pervasive -
and covered up public Health Hazard Americans face: the
pernicious effect of our continuous exposure to low-level
alternating-current electromagnetic fields.
Inside dust jacket, P Brodeur, Currents of Death,
Simon & Schuster, New York, 1989.
The category 'Historico narrative approaches' encompasses
the numerous accounts of scientific disagreement which do
not specifically locate themselves within any kind of obvious
theoretical framework. This category includes things like
journalistic exposés, some government reports and some
quasi-academic histories. Obviously studies in this category
do have implicit causal models and theoretical viewpoints.
These will tend to be drawn from accessible intellectual resources
relatively familiar to popular culture.[55]
Reflection on these 'intellectual resources' will not be one
of the deliberate aims of such studies; rather such resources
tend to be used as tools of convenience, a means to a narrative
end.
There is usually less scope for investigation of the general
nature of science or society in such studies. The specific
controversy in question is the central subject. Such studies
are frequently justified on the grounds of providing information
to the public. Often, if there are lessons to be learned,
they are equally specific, though in some journalistic contexts
the lack of theoretical consideration of science tends to
lead to the treatment of controversies as anomalies resulting
from the breach of scientific norms, or forms of fraud. Whilst
this genre of account of controversy is readily recognisable,
it is difficult, as noted, to systematically analyse all the
potential approaches offered. In short, philosophy and sociology
of science and politics tend to take a 'back seat' relative
to attempts to convey a sense of what happened and its significance.[56]
Because such forms of analysis rely on the implicit ideal
of 'telling it like it is', there is normally no acknowledgment
of the implicit philosophy of science embodied in the analysis.
It is not surprising then that so many of these types of studies
do not adequately address the dimensions of scientific controversy
which involve participants negotiating the meaning of science,
both in general and in the specific context of argument. Because
these dimensions are ignored there is a tendency to proceed
by supporting one side of a controversy and exploring the
sources of 'bias' and 'error' in the other.
If there is any potential strength in such approaches it
lies in their potential to focus on the dynamics of scientific
controversy outside of narrow expert contexts, and in not
being bound to theoretical interests that, in some of the
other approaches, can lead to the elucidation of theoretical
models taking precedence over the exploration of the specific
historical features of any given controversy.
Fact/value approaches to controversy
... intelligent people on both sides of the controversy
search enthusiastically for new problems diligently preparing
charges and rebuttals, testing the strength of their arguments
in open debate ... Unfortunately, technical controversies
are usually chaotic and therefore we fail to achieve the
potential benefits available to us ... in most controversies
adversaries never confront one another.
A Mazur, 'Scientific Disputes over Policy', in Engelhardt
& Caplan (eds.), op. cit., p.281.
In 'fact/value' studies the foremost concern is with the
idea that technical and scientific controversies are pathological
problems in modern society which need to be addressed and
remedied. This is to be done by exploring ways of separating
out the scientific from the political and social value components
of controversies. Taking the work of Allan Mazur as representative
of this approach, its key features can be identified as follows.[57]
Scientific and technical controversies have a number of background
causes. Not unlike 'technocratic politics' approaches there
is the acknowledgment that some intrinsic features of modern
technology may stimulate controversy. For instance: strangeness
of new technologies; problems of 'voluntarism' and 'compulsory
adoption'; and the challenges of redistributions of costs
and benefits.[58] Whilst
significant these factors, or any coherent anti-science sentiment,
are not the most important sources for scientific controversies.[59]
More important sources for controversy can be located in the
two following complementary scenarios:
-
where immediate personal threats of negative by-products
of new science or technology are perceived by groups or
individuals (or less often, but still important, warnings
about such threats are made within the ranks of scientific
technical communities), and when such threats and warnings
are brought to the broader public via the mass media;[60]
-
full blown controversies occurring when the specific
concerns noted above are linked to broader social and
political issues and the political identifications of
participants - to capture this last point, Mazur asks
the reader to 'visualise the nuclear power controversy
as a surfer riding successive waves which are larger national
issues'.[61]
At a more specific level, there are a number of explanations
given for the occurrence of controversies. Mazur explains
this by examining the specific ways knowledge claims are politically
shaped in the context of controversies. These explanations
fall into two related categories:
-
the conflation of facts and values; and
-
ambiguity surrounding knowledge claims, i.e. the demand
for certainty and the concomitant invasion of interests
and biases when the area of science in question is, in
reality, uncertain.[62]
These two points may be expanded on as follows. There are
a number of ways relevant facts and values are problematically
mixed in scientific controversies:
-
by the rhetorical device of stating factual hypotheses
in irrefutable, untestable terms - for instance, the often
asked question 'can it be proved something is not a risk?';
and
-
by phrasing hypotheses in vague probabilistic terms.[63]
The second theme, the role of ambiguity, is closely related
to the difficulties of separating 'facts and values'. Ambiguities
actually provide one of the entry points for confusion over
'facts and values' in debate in the first place. Ambiguities
flow from situations involving complex problems of the state
of the art which involve perceptions, which are difficult
to articulate specifically, and questions which require judgement
where there are no formal guides to procedure. These situations
are typically like the following:
When it is necessary to make a simplifying assumption
and many are reasonable, which simplifying assumption should
be made? When data are lacking on a question, how far may
one reasonably extrapolate from data of other sources? How
trustworthy is a set of empirical observations?[64]
Under these conditions of ambiguity, experts readily fall
into the trap of using two polemical strategies to satisfy
scientific peers, the public and government bodies:
-
the rejection of discrepant data: this involves the
denial of the validity of an opponent's data often for
pedantic reasons - rather than on strictly scientific
grounds which might find the data reasonably acceptable;
-
the presentation of alternative interpretations: this
occurs when both parties agree on the data but argue it
may be interpreted in completely different ways with totally
different decision making consequences - for example,
the debate over 'linear' versus threshold doses for harmful
effects of ionizing radiation.[65]
Out of this polemic and failure to admit the limits of scientific
knowledge - failure in a particular context to 'agree to disagree'[66]
- scientific positions tend to polarise as controversies proceed.[67]
In fact the positions of disputants take on the qualities
of ideologies as they become entrenched, modified and related
to particular decision making paths.
Added to the phenomena of polarisation and ideology formation,
there are a number of other factors contributing to the failure
of disputes to be resolved. These include:
-
failure even to attempt to mediate a dispute to start
with;
-
the slowness of this process even if it is attempted;
-
the pressure of non-experts (who fail to comprehend
the real issues) on experts;
-
lack of trust in political and administrative process;
-
experts once involved needing to engage in 'face-saving',
defending scientific positions which in other contexts
would have been relinquished.[68]
Like 'controversy as politics', fact/value approaches often
study the dynamics of social movements and the motives of
disputants. They also frequently make specific recommendations
of how to 'resolve' controversies. This latter point has come
to be a dominant theme in some studies. In fact it is often
noted that, in abstract terms, 'controversies' have potentially
positive aspects. For instance, Mazur argues that controversies,
carried out properly, can become an effective means of 'technology
assessment'. Ideally, this would occur when
intelligent people on both sides of the controversy search
enthusiastically for new problems diligently preparing charges
and rebuttals, testing the strength of their arguments in
open debate.[69]
Part of the aims of 'fact/value' analyses, then, is to suggest
how the appropriate potential of controversy can be realised
in the face of the real world situation where controversies
all too readily become intransigent and harmful. As Mazur
puts it:
Unfortunately, technical controversies are usually chaotic
and therefore we fail to achieve the potential benefits
available to us ... in most controversies adversaries never
confront one another.[70]
Policy proposals, logically following from the above, involve
suggestions of how to separate facts and values, how to specify
the limits of scientific knowledge in any particular context,
and how to answer any particular question and clarify particular
scientific viewpoints.
This broad set of proposals works within the background assumption
that there is an important division between scientists-experts
and society generally. Ideally, scientists should be left
to handle 'scientific/technical' questions and the public
(society) 'value' questions. In regard to these issues, one
pragmatic proposal Mazur feels should be developed is the
use of science courts.[71]
Science courts were originally proposed in 1976 by a White
House Task Force on anticipated advances in science and technology
headed by Arthur Kantrowitz. They were originally designed
to work through three phases of problem solving:
-
identifying significant questions of science and technology
associated with the controversial public policy issue
in question, leaving ethical/political questions for subsequent
consideration;
-
establishing an adversary proceeding to be presided
over by scientists/judges where scientific experts would
testify and scientific advocates would cross examine them;
and
-
the judges issuing their decision on the scientific
facts pertaining to the disputed technical question.[72]
Overall then, the fact/value approach is pre-occupied with
identifying and analysing the ways social/political values
enter into science during STC and the way such values can
be removed, i.e. clarification, testing, the creation of expert
referees, the discipline of adversary procedure. Following
from the assumption that the ultimate causes for controversy
do not emanate from within science but, rather, from the supposed
invasion of politics into science, fact/value approaches argue
that in the appropriate environment science should be able
to apply its own corrective, which is to let experts 'fight
it out' amongst themselves. In such contexts the only 'real'
role for the social scientist, or members of the public, is
to make sure that scientists 'play' by their own stated rules.[73]
'Fact/value' approaches to understanding controversy would
appear, then, to adopt a straight-forward 'realist' epistemology.
Whilst this is correct in the main, there are, nevertheless,
attempts in this literature to acknowledge, even if only to
a subtle degree, the importance of social context in the construction
of scientific claims. Mazur, for instance, anticipates the
objections of some philosophers that 'fact/value' dichotomies
imply a naive realism. The separation of 'fact/values', he
argues, can be thought of in contextual pragmatic terms; it
does not have to be pedantically pure.
All that is required is a separation of blatant evaluative
and normative statements from statements of fact. Values
which are shared by all the contending interest groups or
values which are too subtle to affect practical decisions,
may be intertwined in the statement of fact without causing
a problem.[74]
In evaluating the strengths and weaknesses of 'fact/value'
approaches, the questions surrounding the philosophical and
practical viability of separating 'facts' from 'values' become
crucial. From a post-Kuhnian vantage point, this desired separation
of 'facts' and 'values' is philosophically implausible (see
later discussion of SSK). Similarly, in 'technocratic politics'
approaches, separating facts from values is also seen as a
difficult if not impossible task because of the historical
considerations of the legitimatory role of science and technology.
Further, whilst some realist philosophers of science still
argue for the possibility of the separation of 'facts' from
'values', this work normally relies on sophisticated, philosophical
re-descriptions of activities of scientists and not the types
of primarily sociological/political analysis prescribed by
scholars such as Mazur.
Not all aspects of 'fact-value' approaches can be seen as
negative though. Some 'fact-value' approaches permit and encourage
the analysis of the rhetoric participants use in their attempts
to separate what, for them, are facts and values. Mazur's
work on rhetoric and argument provides a number of valuable
insights into the strategies used by competing groups in scientific
controversies. 'Fact-value' studies have also provided insights
in to the ways competing social interest groups come to have
different concepts of facts and values in the first place.
Closure studies
One of the tasks of this volume is to suggest distinctions
among the various ways in which controversies are brought
to a conclusion: by negotiation, by political procedure,
or by the means supposedly more usual in scientific controversies,
namely the appeal to facts and observations.
H Engelhardt & A Caplan, 'Introduction: Patterns of
Controversy and Closure: The Interplay of Knowledge, Values
and Political Forces', in Engelhardt & Caplan (eds.),
op. cit., p.2.
The fifth framework for understanding controversy could be
described as 'closure' studies. This category captures the
bulk of the work emanating from the so-called 'Hastings Project',
an undertaking which involved more than 30 scholars, and addressed
'the character of scientific disputes with a heavy ethical
or political overlay'.[75]
Conferences and research groups in this Programme met between
1978 and 1982. Materials and papers from these meetings were
re-worked between 1982 and 1984 and finally published as a
series of essays edited by Engelhardt and Caplan, published
in the large 1986 volume titled Scientific Controversies.
Most of these essays were preoccupied with the context of
closure. As Engelhardt and Caplan explain:
One of the tasks of this volume is to suggest distinctions
among the various ways in which controversies are brought
to a conclusion: by negotiation, by political procedure,
or by the means supposedly more usual in scientific controversies,
namely the appeal to facts and observations.[76]
It is true that some of the essays from the Hastings project
fall within the other categories, namely Mazur's 'fact/value'
approach,[77] Nelkin's
'technocratic politics',[78]
and Mendelsohn's approach,[79]
which comes close to the sociology of scientific knowledge.
Nevertheless, most of the essays focus on closure in the same
way, broadly sharing the following key assumptions.
According to closure studies, scientific controversies arise
for a number of reasons. As a background assumption, it is
acknowledged that controversies are typical in the history
of science. This, in part, explains their usefulness as a
site for addressing the more general question of evaluating
conceptual developments in science.[80]
Further, not unlike Popperian views of scientific discovery,
the psychology of the origins of controversy are taken to
be equally as varied.[81]
Building on this analogy it is argued that this is one of
the reasons the study of closure is important. The act of
attempting to falsify or test hypotheses can be seen as an
integral part of the process of closure.
In spite of the variety of possible background causes for
controversy it is argued that there are four contexts in which
controversies which resist closure have most commonly arisen.
These contexts entail:
-
different appreciations of the evidence at stake;
-
the involvement of competing social groups with opposed
political visions;
-
large amounts of public involvement stimulating disputes
to become more complex; and
-
disputes having become highly differentiated, involving
numerous sub-controversies.[82]
Overall, as controversies are seen as a normal part of science,
identifying their causes is valuable in allowing a better
appreciation of
the ways in which the inner logic of scientific investigation,
predicated upon a concern with evidence and reasoning on
the basis of evidence involves values and political concerns.[83]
and in providing a site to examine
the extent to which the movement of science to more ample
and secure knowledge claims is shaped and directed, or impeded
by forces external to science, such as the values and political
forces of the scientists' cultural milieu.[84]
Controversies occur as both a normal part of scientific development
in the sense of the psychology of discovery, but are also
the by-product of outside pressures.
At a more specific explanatory level, closure studies explore
the following propositions:
-
They stipulate that their main concern will be scientific
debates with heavy political or ethical overlays. This
stipulation does not limit study unduly, though, as many
scientific controversies fit into this category, especially
considering the contemporary importance of scientific
legitimacy in public policy making.
-
It is assumed that science, ethics and politics are
marked by controversy with different patterns of reasoning
and modes of resolution. For instance, it is argued that
scientific/technical controversies are generally resolved
by appeal to facts and reasoned arguments, while in the
case of politics, negotiation is seen as central and with
ethics there is a mixture of the above.
Flowing from this, the discussion of controversies involves
separating out not only the various ingredients, i.e. forms
of reasoning and resolution, but also the different sub-controversies
involved in any given debate.
Following on this emphasis of individuating the specific
controversies within any given debate, there is the need to
map the distinctions between different ways such controversies
are closed. In their opening essay to the collected Hastings
papers, Engelhardt and Caplan attempt to synthesise the different
approaches to closure suggested within the Hastings project.
These various forms of closure are basically unintelligible
unless they are understood in the light of the fundamental
dichotomy between 'sound argument closure' and other forms
of closure.
'Sound argument closure' primarily refers to closure on the
basis of 'rational' argument. A degree of complexity enters
into closure studies at this point: for whilst the dichotomy
between sound argument and other forms of closure (not dissimilar
to 'fact/value' distinctions noted earlier) is maintained,
there is a strong aversion to turning controversy studies
into a form of logical reconstruction of science on the basis
of current scientific standards (whatever such things might
be). Controversies should always be placed into their appropriate
historical context.
The rules for acquiring evidence and drawing conclusions,
however, change in science over time. One must, as a consequence,
qualify scientific controversies with a socio-historical
subscript to identify a scientific controversy with a particular
scientific community, its rules for selecting evidence relevant
to a debate, and its rules for reasoning on the basis of
such evidence. That is, a scientific controversy becomes
identified with a particular scientific community, understood
as a group of stake holders in a scientific debate who at
a particular point in history share common rules of evidence
and inference.[85]
This concern with historical context should not, however,
be confused with the notion of historical context as it appears,
for instance, in contemporary sociology of scientific knowledge
studies. Importantly, it is not taken to imply the need for
epistemological relativism, i.e. the socially contingent basis
of scientific knowledge claims. Historical context with simultaneous
scientific realism is given in closure studies by appealing
to the idea of two forms of sound argument closure: sound
argument in the 'strict sense' and sound argument in the 'broad
sense'. The former sense is the ideal of 'what would occur
on the basis of rules of evidence and inference unconditioned
by the history or culture of the participants'.[86]
Engelhardt and Caplan hint that such arguments would be those
which could be imagined to come from 'the ultimate scientific
community', something not necessarily achievable but which
could be appealed to as an 'ideal type' from which to judge
deviations against its norms and reasoning.
One appeals to that community as an intellectual possibility
in criticising actual communities and their rules of evidence
and scientific reference. The scientific community best
able to make true knowledge claims is thus an intellectual
standpoint from which one both justifies and criticises
the deliverances of any particular community.[87]
The second sense of sound argument closure, in the 'broad
sense', moves from the 'ideal' to the 'pragmatic'. These arguments
are ones that involve appeals to rules of evidence and inference,
that are 'as far as can be determined by the participants,
correct and undistorted by the presuppositions of the participants.'[88]
Historically contextual arguments in relation to sound arguments
in 'the broad sense' can be made according to deviations observed
in the behaviour of participants measured against the participants
own stated or constructible rules. At the same time at something
of a 'meta-level' the standards of the participants themselves,
in the first place, can be judged against ideal sound arguments
in the 'strict sense'. From the analyst's viewpoint, 'strict
sound argument closure' is seen as being prescriptive whereas
'broad sound argument closure' is seen as descriptive.[89]
'Bouncing off' these notions of sound argument closure, four
other forms of closure are identified. These are all forms
of closure other than those which appeal to reasoning on the
basis of 'sound arguments'. These forms of closure can be
briefly described as follows. They include:
-
abandonment - when a controversy closes through lack
of interest;
-
force - where closure is achieved via coercion and there
is no appeal to reasoning or negotiation, one side merely
prevailing by political force;
-
consensus (puzzlingly this is not to be confused with
negotiation) - this is meant to capture shifts in belief
systems with origins outside of the controversy which
may lead to a controversy closing;
-
negotiation closure - this is a procedure whose outcome
is agreed to close an issue, aside from whether sound
argument closure can be achieved - in a sense, this refers
to consensus about the means to solve a controversy rather
than over the conclusion of the means.[90]
This rather convoluted schema of forms of closure is further
complicated in that, in practice, in any given controversy,
in keeping with the earlier observations that controversies
comprise of sub-controversies, mixtures of forms of closure
are possible.[91]
The conceptual tools of closure studies are historical and
sociological analysis refracted through the aims of identifying
the different forms of controversy within a given debate,
identifying the appropriate forms of closure and speculating
on the reasons for the absence of closure. And as far as the
latter is concerned, there will be overarching considerations
of comparing sound argument closure to other forms of closure.
The latter dichotomy is important in that the analyst must
deploy judgements about what constitutes valid scientific
reasoning. These judgements take two forms: in the case of
sound argument closure in the broad sense, this is an historically
informed judgement according to a reconstruction of the scientific
standards of the participants; in the case of strict sound
argument closure the judgement is of what makes for valid
science in ideal, philosophical terms. These judgements lead
the discussion of closure into a multi-layered process of
a limited 'sociology of knowledge' and 'sociology of error'.
A limited sociology of knowledge is possible in that the historical
sources for knowledge claims, including valid ones, are acknowledged.
It should also be noted this sociology of knowledge is reminiscent
of the limited sociology of knowledge of Merton - there being
a pre-occupation with documenting the stimulus of social influence
on the direction but, ultimately, not the content of science.
A sociology of error is possible in that error and bias are
investigated, both in the historical context of 'relative
error bias' of 'broad sound argument closure'; that is, searching
for inconsistencies within a reconstructed image of what participants
should have argued within their own historically framed scientific
beliefs; and, in the ahistorical context, of 'universal error'
against images of 'strict sound argument closure', searching
for inconsistencies in participants' beliefs relative to absolute
images of scientific correct practice.
Closure studies are 'advertised' as contributing to academic
discourse and public policy in the following ways:
First, at the broad level of theoretical discourse, closure
studies are claimed to transcend preoccupations with 'internalist'
and 'externalist' approaches to the study of science. The
study of controversy via processes of closure is seen to provide
a superior vehicle for understanding the processes of scientific
change. The actual form of closure in any particular context
is open to interpretation. Neither internalist nor externalist
factors are of assumed a priori importance. Whilst
sound argument closure should be the ultimate scientific arbitrator
and is thus analogous to internalism, unlike internalism it
is an ideal model of what scientists should have done, not
one which assumes that this is what actually has occurred
or will occur in any given context.
Second, it is claimed that closure studies 'expose' and highlight
the multi-dimensional nature of scientific controversies:
that scientific controversies are as complex as the human
condition itself.
... scientific controversies are as complex as the weave
of human interest and truth, fairness, and individual advantage.
The understanding of controversies, and of their resolutions,
requires what the humanities always require: a careful attention
to the human condition.[92]
In short, the complexity of controversies encourages a need
for methodological pluralism. Insights from philosophy, sociology
and politics should all be used. 'A geography of scientific
controversies and of the numerous pitfalls of closure must
be multi-dimensional.'[93]
Third, it is argued that closure studies of scientific controversy
offer valuable insights into society. This possibility is
enhanced by the insistence of closure studies on the plurality
and complexity of controversies.[94]
Finally, at a policy level, closure studies are claimed to
provide an important instrument in clarifying the factual
and ethical political dimensions of controversies, hopefully
enhancing 'fairer' and 'more truthful' forms of closure. Through
this appreciation of the interplay of factual and evaluative
dimensions, Engelhardt and Caplan propose:
... we can better acknowledge what elements of such debates
can be resolved through the discovery of new facts and what
elements can only be resolved through developing means to
create arbitrary standards that will fairly balance the
interests of the stake-holders. There is an advantage in
knowing when we can know more truly versus when we can hope
to negotiate solutions more fairly.[95]
The objects of scrutiny in closure studies, in theory, are
only limited by the historical circumstances of the given
controversy under review. In practice, this pluralism does
tend to be circumscribed. The importance of concepts such
as sound argument closure refract the evaluation of the 'contents
of science' in controversy through the lens of what the analyst
regards as ideal science. As will be discussed shortly, more
overtly 'symmetrical' types of analysis (those which assess
all scientific knowledge claims as epistemologically equivalent)
which do not presuppose strict sound argument closure allow
a closer focus on the dynamics of the negotiations of the
content of scientific knowledge claims.
Not unlike fact-value approaches, the weaknesses of 'closure
studies' also revolve around their philosophy of science.
The most important of these weaknesses involves the analyst's
aim of specifying what the ideal scientific method standards
should be, so as to identify what form of closure was or was
not possible to achieve in a given debate. This difficulty
becomes increasingly more acute when related back to things
like 'strict sound argument closure' and 'sound argument closure'.
The tension in such studies between attempting to locate controversies
in their historical context whilst also trying to locate scientific
method in an ahistorical sense invites contradiction. For
example, it is easy to imagine the specific historical context
of a controversy being lost and distorted in the process of
the analyst deploying their own contemporary version of scientific
method. Finally, if forms of closure are to be measured against
the analyst's pre-existing model of scientific method, the
methods identified as being important to participants in a
given controversy are unlikely to contribute to modifying
the analyst's theories of science. Closure studies, then,
encounter difficulties fulfilling one of their stated aims
which is to contribute to building a detailed image of the
nature of science. At best, controversy studies can provide
confirmation of the analyst's pre-existing theories of science.
One potential strength of closure style studies, nevertheless,
is that the idea of exploring broad sound argument closure
(involving the use of historical, contextually sound arguments)
can be a useful heuristic device to explore differences between
the stated values of participants and their actual behaviour.
Certainly from the perspectives of SSK (to be discussed shortly)
'sound argument closure' is a questionable device in that
it involves the analyst actively reconstituting science. Nevertheless,
it would be fair to say that in a less philosophically strict
way, the study of STC frequently involves some reconstruction
by the analyst, no matter what her/his chosen epistemological
perspective, of what participants in a controversy take as
scientific.
A second positive feature of closure studies is in their
acknowledgment of the inter-play in any single debate of numerous
sub-debates or sub-controversies. It is obvious that any rich
theoretical understanding of controversy should involve identifying
their multi-dimensionality. From a pragmatic point of view,
closure studies, in emphasising the plurality of elements
making up a controversy, help stand between the excessive
attention given to external political factors, as in controversy
as politics approaches, or internal forces, as in much contemporary
sociology of scientific knowledge analysis, with its concerns
with the micro-construction of scientific knowledge.
Contemporary sociology of scientific
knowledge (SSK)
... it is only by examining scientific controversies while
they are in progress that the mechanism by which ships (scientific
findings) get into bottles (validity) can be understood.
If this process is not seen in operation it may be thought
that the ships were always in the bottles, and that all
scientists did was to find them ready assembled, as it were.
HM Collins, 'Son of Seven Sexes: The Social Destruction
of a Physical Phenomenon', Social Studies of Science,
Vol.11, 1981, p.45.
The final category of scientific controversy studies we will
consider is that of the contemporary sociology of scientific
knowledge (SSK). One of the first major defining features
of these studies is that they take as their 'point of departure'
the related concepts of the 'under-determination' of scientific
theories by the evidence and the 'theory-loading' of observation.
First, the under-determination thesis, or the Duhem-Quine
thesis, can be considered. In brief, it proposes:
... any theory can be maintained in face of any evidence,
provided that we make sufficiently radical adjustments elsewhere
in our beliefs ... that no one single theory or theoretical
hypothesis can |