The Bias of Science

by Brian Martin

(Canberra: Society for Social Responsibility in Science (ACT), 1979)

Part IV: Presuppositions underlying science [pp. 58-84]

Chapter 9: Why is scientific research done?

Chapter 10: Who can use scientific research?

Chapter 11: What is science used to justify?

Chapter 12: What is scientific knowledge?

Chapter 13: Who does scientific research?


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Contents page for the book The Bias of Science


Part IV: Presuppositions underlying science

Presuppositions such as those relating to the burden of proof may be called surface presuppositions. Typically they are made by individual scientists or groups of scientists about what they expect to find or how they will approach a problem. Surface presuppositions can vary from scientist to scientist or research group to research group. They also can be embedded in isolated scientific techniques or in particular methodological assumptions.

In contrast, what may be called deep presuppositions are assumptions built into the nature of science. They exist by virtue of the very doing of scientific research, are reflected in the nature of scientific knowledge, and are manifested by the organisation of the scientific community. If these assumptions were altered, science would be enormously changed.

In the following chapters, I attempt to describe some of the deep presuppositions underlying science. For illustrating my points, I turn wherever possible to SST-NOx-ozone research and related fields. The way I use to get at deep presuppositions is to look at the answers to the following sort of questions:

Why is certain scientific research done, rather than other research or other activities? (Chapter 9)

Who can use most easily the products of science? (Chapter 10)

What practices and policies does science justify? (Chapter 11)

What is a scientific fact? (Chapter 12)

Who does scientific research? (Chapter 13)

How is scientific research used?

Who pays for scientific research to be done?

Who judges the adequacy and value of scientific research?

How apparent are the presuppositions of science?

What activities does science as presently practised replace or negate?

The answers to such questions are built into current science in a fundamental way. For example, the reasons for doing a particular research project are bound up in current research methods, in methods of communication between scientists, in the rationale for particular types of research organisations, in the division of labour in scientific research and so on. In order for the reasons for doing certain types of research to change fundamentally, many features of science would need to be different. What I call the presuppositions underlying science, then, are the answers to the above sort of questions which are inherent in all aspects of science.

In the following chapters (which can be read in any order) I use some of the above questions as points of initiation for analysing the constitutive features of science. The questions and their answers of course are interlinked, and are used mainly for convenience in splitting up the presentation. Also there are other important areas which I don't treat, such as the relation of sexism and science, and the way that existing scientific techniques - such as regression analysis or chromatography - are both the product and source of values in scientific investigation.

The other part of my argument is that science is organised at present - and it is this organisation which is reflected in the presuppositions underlying it - in a way that makes it selectively useful to certain* powerful groups in society. The particular presuppositions I have chosen to analyse, and my attention to science's selective usefulness to powerful groups, reflect my belief in the value of a different organisation of science and society. Such a different organisation is the subject of part V.

* By 'certain' I mean that some powerful groups are benefited by science and other powerful groups aren't. For example, if scientific organisations are set up and scientific paradigms generated partly because of their selective usefulness to the military, then this science will help serve the interests of those groups in society whose objectives overlap with those of the military, but may not serve other groups, such as some manufacturers, whose interests do not overlap with those of the military.

 

Chapter 9: Why is scientific research done?

What are the reasons behind the doing of any particular bit of scientific research? Why is certain research done instead of other research that might be done?

There are many answers to such questions, ranging from psychological motivations of individual scientists to the existence of particular scientific disciplines and the funding of particular scientific organisations. Here I am going to concentrate on one particular type of influence on the direction and content of scientific research: the interests of influential groups and institutions in society. This is not the only or even necessarily the dominant influence on scientific development. But it is an important influence because it conditions science so as to make it selectively useful in sustaining inequitable political and economic structures and in serving powerful groups in society. Conditioning of one sort or another is inevitable; however, I would prefer science to be conditioned instead to promote more equitable political and economic structures and to serve the needs of the populace as a whole.

General examples

Raymond Williams in Television: technology and cultural form describes how in the history of communications technology, there were a number of developments which promised to be able to serve social needs. Some of these developments coincided with the priorities of real decision-making groups. As a consequence, these particular developments attracted both the necessary investment of resources and the official permission and encouragement which were required to promote rapid advances in certain directions. These advances and their selective technological development and application in turn created new possibilities and new needs.

This sounds very abstract, and even Raymond Williams doesn't give many specifics. A difficulty here is that television technology developed in one way historically (by definition), so that it is very hard to imagine how it might have developed in an entirely different social and political order. If one could witness history repeated several times with the creation of entirely different social and political orders, then one might get an idea of how technology could develop differently.

Let me speculate on some ways in which telephone technology might have developed. It seems to me that it would have been relatively easy to develop: a simple means for simultaneous connections among 3 or more phones; a device to signal that someone is dialling your number while you're using it; a convenient way of setting phones so they won't ring; simple instructions and easily available parts so that anyone could construct a telephone handset; similar instructions and materials for laying local telephone cables (perhaps along with removable pavement construction) and setting up local exchanges; a network containing places for plugging in phones. Some of these possibilities depend on the existence of different social values or political structures, such as people not feeling the urge to steal or lack of profit-making on all telephone connections. These requirements highlight the dependence of the development and implementation of technology on the structure of society.

The actual development of telephone technology seems to owe a lot to the interests of those who benefit from controlling the operation of a centralised, technocratically run enterprise. Multiperson connections are developed only in the form of highly sophisticated closed circuit TV systems suitable for business meetings; complex switching systems are designed to mesh with office hierarchies; compatibility with bulk data transmissions, as from computer systems, is ensured; and technologies for collection of centralised data on telephone usage and for surveillance are developed. In short, telephone technology reflects the social, economic and political structures in which it arises. So while telephone technology serves social needs (it is useful to many people), at the same time it reflects and reinforces the dominant institutional forces in society.

The influence of social, political and economic factors on scientific development is most obvious on the level of technology, as in the case of communications technology. This is because technological innovations usually have some fairly straightforward practical use. There are several ways that prevailing institutional arrangements may influence the development of technology. Most obviously, the search for new technology may be directly funded, as in the case of ever more destructive weapons or of more profitable or prestigious air transport. Also important is the power to promote some technological innovations and not others: this power effectively serves to define what is worth discovering at a given time. Independent inventors will tend to look for, or to be on the lookout for, mainly those innovations which can and will be successfully promoted.

The influence of society on scientific research is not so direct and obvious as the influence of society on technological research, but it can be just as pervasive. Boris Hessen has analysed the social and economic roots of the work of Isaac Newton. There were many unsolved technical problems in Newton's day which were of immediate and pressing interest. For example, there were problems in navigation, mining, armaments and commerce. The theories of Newton, though seemingly abstract, can be seen as being concerned with many of these problems whose solution was important to the bourgeois class of his era. Naturally Newton's work did not solve all problems whose solution was useful to the bourgeois class: his work necessarily built on previous scientific efforts. Neither was Newton's work available only to the bourgeois class: his work could be used for a number of purposes. But by being concerned with topics pertinent to military and commercial problems and being done within the social, political and economic context of the time, Newton's work in practice primarily served the purposes of the bourgeois class.

Today the most direct way in which economic and political forces influence science is through funding of scientific research by interested bodies. This directly contributes to particular problems being studied and particular types of conclusions being obtained. A large majority of modern scientific research is funded either by the military, government, or business. This fact is for many people sufficient to conclude, in the absence of convincing evidence to the contrary, that most modern science is selectively oriented towards the needs of high level military, government and business interests.

Besides direct funding, the long-term direction of scientific development is influenced in several ways by powerful groups in society, through their influence on institutions which provide the climate in which research decisions are made. First, problems may be chosen for study because of their direct or indirect relevance to general or specific problems in society. Second, certain subjects or topics may be emphasised because of their technological importance. Third, the theories adopted by groups of specialists - in particular, the features of the prevailing paradigm - may reflect an orientation that is selectively useful in solving certain problems and ignoring others.

These three sorts of influence can be seen clearly in the case of modern military influences on science. First, particular problems are chosen for abstract scientific study. For example, many abstract problems in control theory arose out of and reflect the practical military problem of avoiding or tracking a guided missile. Second, certain subjects come to have a higher prestige because of their relevance to military problems. An example is nuclear and particle physics. In fact, the status hierarchy of scientific disciplines - such as the prestige order of physics, chemistry, biology and the rest - in part reflects the selective usefulness of the various disciplines for military purposes. Third, the choice of theories developed, or of the paradigms adopted in research areas, may be influenced by their use to the military. The approach of operations research, which had its origins in the study of wartime problems, can be seen as reflecting a problem-solving orientation which is selectively useful to those in a position to exercise economic or military decision-making power.

Let me summarise what I've been saying so far.

In principle, all groups in society may benefit from the particular research that is done, since scientific knowledge is 'free' to the public. In practice, science often tends to develop in a way that is selectively useful to those groups which are powerful, prestigious and wealthy. The scientifically important problems in any era are usually defined as important by those groups in control of money for research. Even if a scientific discovery has a number of potential applications, only selected applications may attain the backing and support that is necessary for practical use. The selective application of scientific results then leads to a lopsided development in science itself. However, the question is not one of whether science serves only dominant groups. Certainly there are scientific discoveries, theories and applications which benefit all groups or even specifically the disadvantaged groups in society. Rather, the question is one of the main emphases in scientific research and of the dominant forces influencing and using science.

SST-NOx-ozone and related examples

Johnston's work can be seen as being partly motivated and shaped by social, economic and political developments in society. Directly influential was the imminent introduction of the U.S. SST. Suppose the SST had not been proposed at the time that it was. Then it is likely that Johnston's analysis would have been oriented differently: probably he would not have been so concerned about the effect of NOx introduced into the stratosphere by humans. No doubt his conclusions would have been less spectacular, the work sent to a different journal* and read by a smaller and more specialist audience, and so forth. Finally, without the imminent introduction of SSTs it is unlikely that Johnston would have studied the effect of NOx on ozone at all.

* An apt comparison is with Crutzen's 1970 paper in the Quarterly journal of the Royal Meteorological Society, also about the importance of NOx in determining stratospheric ozone levels. Crutzen's work was done before it was realised SST-NOx was important. The main sentence from the abstract to his paper suggests the difference in motivations for the work: "The probable importance of NO and NO2 in controlling the ozone concentrations and production rates in the stratosphere is pointed out."

More generally, the orientation of scientific research in the study of the upper atmosphere has been strongly influenced by the particular pattern of economic and technological development. The research has also been influenced by the political systems in the U.S. and the U.K. which allowed opposition to SSTs on environmental grounds to play a part in decision-making.

This example depends on the assumption that the way technology is developed and introduced in society is not inevitable. I can imagine that society might just as well have developed in a way such that the question of the rapid introduction of the SST or of its environmental impact never became important. This assumption seems supported by analogous historical examples and by the apparent neglect of upper atmospheric effects in the U.S.S.R.'s introduction of its Tupolev-144 SST.

Incidentally, the work of Johnston and of Goldsmith et al. illustrates how economic and political influences on the development of scientific research cut across the conventional distinction between 'pure' and 'applied' science. The study of stratospheric chemistry is part of the study of the natural world and hence is 'pure' science, in the same way that astrophysics and molecular biology are part of 'pure' science. But the contributions of Johnston and of Goldsmith et al. towards knowledge of nature are intimately linked with social concerns over human impact on the environment and over technological development. The links between 'pure' science and political, social and economic factors are generally less direct and immediate than in the case of 'applied' science, but just the same they can be pervasive and important.

Somewhat broader than Johnston's and Goldsmith et al.'s work is the problem of explaining stratospheric ozone levels on the basis of photochemical reactions. The following are the earliest dates at which certain compounds and related reactions were seriously proposed as important in determining stratospheric ozone levels:

1930: oxygen compounds and reactions
1966: hydrogen-based compounds and reactions
1970: nitrogen-based compounds and reactions
1974: chlorine-based compounds and reactions.

Increasingly since the 1960's, concern about effects on the environment has been important in directing investigation into the effects of these compounds. Around 1971 the pace of investigation was dramatically accelerated. Major research programmes were initiated or augmented in a number of countries, especially the U.S. Thus the direction and intensity of scientific effort has been strongly affected by the economic and political pressures for and against the introduction of the SST.

It is true that in the case of each new set of compounds that was seriously studied, the concern over the environmental effects of the compounds occurred after the mechanisms for affecting ozone had been postulated (for hydrogen, about 1970; nitrogen, 1971; chlorine, 1974). But this does not mean that this research was not affected by environmental issues. Since the concern over pollution of the upper atmosphere has increased, there has been an increased sensitivity by scientists to the possibility that certain minor constituents in the stratosphere may play a major role in determining ozone levels. Certainly there is a good case for arguing that awareness of the potential importance of chlorine in upper atmospheric chemistry was stimulated by awareness of other upper atmospheric perturbations, as well as awareness of environmental issues in general. So although extra-scientific concerns have not determined scientific theories, they have certainly influenced the choice of theories to be given serious attention.

In selected areas the importance of societal influences is even more apparent. One such area concerns explaining why mean ozone levels over the globe increased (apparently) during the 1960's. Before the widespread concern over the environment, there were a number of proposed explanations for such increases, such as sunspot activity and changes in the temperature of the atmosphere. At least one later explanation is a fairly direct result of environmental concerns: that the increase in ozone is in part a recovery from a reduction in ozone caused by injections of NOx from nuclear blasts.

The influence of social, political and economic structures on scientific development is also apparent in research fields broader than SST-NOx-ozone.

In air pollution meteorology, the aim is to understand the physical processes which on a local scale (on a scale of kilometres - say in an urban area) determine the amount and extent of air pollution. For example, air movements and chemical reactions leading to photochemical smog in the Los Angeles area might be studied. On a surface level this work may seem worthwhile. But in the context of how it is done, who funds it and has access to research results and what it is useable and used for, most air pollution meteorology research implicitly supports the present structures of society. For example, the research is done by scientists, who are considered to be 'experts'. They report their results to commissions or other high level decision-making bodies. So the research helps reinforce hierarchy and dependence on expertise. The results of research in air pollution meteorology typically are used to decide where industries may be sited in order to minimise the environmental impact, or to decide what level of automobile exhausts may be tolerated, and so forth - all in the context of the existing social structure. This research does not encourage public discussions about science and about social and political issues involved in air pollution. It does not involve people in thinking and decision-making about the influence of technology on their lives, for example to decide whether they want or need a factory or an enlarged private transport system at all. And it does not encourage attempts to restructure society so that costs and benefits of technical change are equitably distributed, and so that the material wealth and life activities of society are redistributed. Generally, air pollution meteorology research is done under the assumption that society will remain the way it is: that powerful elites will make most of the decisions, that technical change will be to the benefit of the privileged, and specifically that roads and automobiles and polluting industries are unchangeable facts of life. By accepting this context, working within it and solving problems arising within it, air pollution research is implicitly biased.

Research that appears highly specialised and narrow almost inevitably is built upon and reflects the assumptions and biases of the wider context in which it is done.For example, one highly specialised research area related to meteorology involves determining on a computer how gases move and mix under certain conditions. Knowledge gained from such studies can be directly used in air pollution modelling studies, among other applications. (A closely related area, the study of neutron diffusion, is important for various problems in nuclear reactors.) The fact that the specialised research may seem to have no practical applications is no indication that it does not.

A second important problem area in meteorology is weather prediction and control. Indeed, air pollution meteorology can be considered to be one aspect of this general problem. Once again, this work may seem worthwhile on the surface. But in the context of how it is done, who funds it and has access to research results, and what it is useable and used for, research on weather prediction largely serves to support the existing power structure.

There is relatively little research on weather that is tailored to the needs of small-scale farmers, for example, who might find it useful to have local rules for estimating when freezing will occur or to conveniently determine distributions of sun and wind for use in constructing solar or wind energy collectors. Most research in weather prediction and control is motivated by possible military applications or is oriented towards large-scale studies and interventions that help groups such as airlines and mass production farming operations more than they help small farmers. Furthermore, the research is done by specialists and communicated hierarchically, and is not used to increase the understanding of the people who are affected by its results.

It is important to remain aware of the social and political context of research. The context of weather research is one in which a small percentage of farmers and marketers make a large share of the profits; in which surplus production coexists with malnourished and starving people, both in industrialised and non-industrialised regions of the world; in which the primary reason why centralised monocultures, pesticides and food additives are a normal part of the production of food is not consideration of the needs of the people, but the making of profits, the controlling of markets and the transfer of control over decisions from individuals to companies, bureaucracies and experts. Research on weather prediction and control works within this state of affairs and hence to some degree supports it.

Besides looking at what meteorological research is done and who benefits from it, there is another way of inferring the orientation of the research: by looking at who supports it financially. It is revealing that in the U.S., the Department of Defense is the largest employer of scientists who study the weather and how it may be modified. Of course, weather research can be used by or be useful to people other than the rich and powerful. But even if the research is somewhat useful to such people as small farmers, at the same time it can be much more useful to governments using it for military purposes.

Science out of control?

Many people have noted that the practice and use of science is contributing to what they consider highly undesirable developments, such as degradation of the environment, regimentation of the population and loss of meaningful human activities. One interpretation of these developments is that science and technology are in some sense out of control. For example, it is thought that decisions are made on the basis of technological feasibility rather than on the basis of human needs. In many ways I sympathise with this interpretation. But it seems inadequate to me. The idea of science out of control is based on the idea that science develops independently of the society in which it is done. It makes more sense to me to think of science as being under control - under the control of powerful groups in society. Of course, this is not a matter of conscious control on the part of scheming individuals, but only actions which are 'natural' in the world view of those who make them. These powerful groups promote, out of all possible scenarios for the development of science, only those which benefit them and maintain their position of privilege and power. Of course there is considerable opposition (conscious and unconscious) to these efforts by vested interests, as well as conflicts between different vested interests themselves. It perhaps is not surprising that the result is a world in which science seems out of control. For in selectively propping up illegitimate privilege, science seems to deny its promise as a liberating force. It is also not surprising that the idea that science is out of control is so prevalent, since it is precisely the sort of idea that hides the existence of the influence of vested interests on the direction of scientific development, the existence of an influence that serves the interests of those who wield it.

The scientist as mediator

The influence of society on science is not direct, but must be translated from one realm into another. The societal realm includes such things as the setting up of research institutes, the shaping of organisational relationships, exploiting particular scientific developments, and the use of particular ideas in explaining and justifying the social and political world. The scientific realm on the other hand includes such things as scientific concepts and methods and philosophies and the selection of research topics and goals. These two realms interact with each other through intermediaries such as education, media images of science and the personalities of individual scientists. Here I will focus mainly on the scientist as mediator of societal influences on science.

To efficiently translate societal influences into the scientific realm, it is entirely unnecessary for the individual scientist to be aware of any such influences. Indeed, even when actively trying to avoid reproducing the assumptions underlying the operation of society in the scientific realm, it is nearly impossible to avoid doing this. This is because existing scientific concepts, tools and techniques are products reflecting past influences, and because the assumptions underlying the operation of society are reflected in education, technology, communications and personal relationships, and so are hard to escape. So even if there were no particular manifest pressures on scientists to do science in a certain way, scientists would still tend to incorporate in their work the assumptions underlying current arrangements in society.

But of course there are many manifest pressures on scientists to do science in particular ways. Almost all of these pressures help to make it easier for scientists to faithfully translate the interests of dominant groups in society into the scientific realm. Here I will briefly survey some of these ways: the education of the scientist, organisational influences, the social system of science, professional self-interest and specialisation.

Education of the scientist. Scientific education helps in a number of ways - prolonged training, use of textbooks, and the structure of educational knowledge - to produce scientists who are strongly committed to the values which are built into the scientific enterprise.

To become a scientist, a person must undergo prolonged training. During this time prospective scientists tend to accept the values, standards and assumptions of science as presented by and, more importantly, as implicit in the actions and attitudes of their teachers. This internalisation of current attitudes is especially strong in the first stage of scientific training which usually continues through the later undergraduate years, when the emphasis is on conformity to externally imposed constraints (syllabuses, exams) and on acceptance of scientific authority. During this stage the student learns established 'facts' and skills by continued repetition in a rigidly defined and administered sequence of courses. Only the slightest encouragement is given for developing original ideas. By the time the second stage is reached when freedom is allowed and research begun, most nonconformers have dropped out or adjusted: research is undertaken within a narrow conception of what sort of science is possible. Originality now operates within strong internalised constraints as to what is possible and proper in scientific research and in the relationship of science to society.

Science students are helped to accept current ideas by their relative isolation from unconventional views about science. This isolation results partly from a heavy work-load, from peer pressures and from lack of public understanding of science.

Science students learn to a large extent from textbooks. Science textbooks present an unusually distorted picture of scientific practice, portraying scientific development as lacking strife, as being uniformly accumulative and as being independent of political and economic developments. Furthermore, in solving textbook-type problems there is little emphasis or awareness of the possibility of thinking creatively outside the context of the problems. The student is told what problems to solve and therefore implicitly told what problems are worth solving. The student is told what methods to use to solve the problems and therefore implicitly told what methods are acceptable. Ostensibly only a technique is to be learned; but inherent in the technique and the way in which it is taught are numerous assumptions, which are inevitably learned as well, usually in a much more thorough and lasting way than the specific techniques or problems. The same comments apply to laboratory exercises.

Basil Bernstein argues that the way educational knowledge is selected, classified, distributed and evaluated reflects the distribution of power in society and the principles of social control. The curriculum establishes what is valid knowledge, the method of teaching establishes what is valid transmission of knowledge and the examining of students establishes what is a valid understanding of knowledge. Thus through the medium of education, the structure of experience is shaped and regulated, generally in a way that supports the existing structure of society. (This is analogous to the way that the physical world and human perceptions of this world are shaped through the medium of science and technology, generally in a way that supports the existing structure of society.)

Bernstein discusses what he calls the classification and framing of educational knowledge. Classification refers to the strength of boundaries between subjects: for example between physics and chemistry. Generally these boundaries are strong. The typical scientist gains an educational identity through specialisation, becoming say a physicist or a chemist. The scientist's identity and status is based on identification with the subject, or perhaps with a more specialised research area. Changing subjects usually requires extensive re-socialisation. Framing refers to the strength of boundaries between what may and what may not be taught formally. From what is and what is not taught, the trainee scientist learns what questions may be asked at a certain time. For example, questioning of established scientific 'truths' is not normally permitted until socialisation is well advanced.

This perspective suggests that the way scientific knowledge is organised and presented to prospective scientists is a major factor in shaping the scientist's perception of the world and of the relation of scientific knowledge to the world. The implication is that if scientific knowledge were classified and framed differently, then the consciousness of scientists might be quite different. For example, the intense specialisation in science which makes science selectively useful to powerful social groups, or the apparent dichotomy between fact and value, might not survive different curricula and methods of teaching and evaluation of students.

In early research work, the scientist usually does things very similar to work done by others in the field. This is particularly so in the case of research for an advanced degree, which generally is chosen to be conservative and unexciting so as to give promise of safe, acceptable (marginally original) results within a reasonable length of time. By doing research only slightly different from past work that is acceptable and conventional, the scientist further absorbs the values that underlay the previous work.

What about those entering science through other than the normal channels? There are not many who do this. It is virtually impossible to become recognised as a scientist if one does not follow the standard paths. To get into a good university one must do well in high school. To get into a good graduate department one must do well in university science. To get a degree and a position afterwards one must satisfy one's supervisor and colleagues. Throughout this time one is subjected to peer (student) and teacher (supervisory) pressure to conform, as well as the more direct pressures of committing oneself to assimilating rigidly specified course material. Without this sort of background, one cannot get a position at a major university or research installation, which is the virtual prerequisite to having the time, money and facilities to do good (acceptable) research, and to have it accepted by the scientific community.

Organisational Influences. Most scientists work in government or industrial scientific organisations, and even university scientists are strongly influenced in their work by the availability of funds or future jobs from government, industry or foundations. The organisational and funding context of scientific research acts as a pressure on scientists to do certain types of scientific research and to reach certain types of conclusions.

Of course, scientists are not normally forced to do certain research. Typically there may be a selection of topics from which they might choose, the range of the selection depending upon the particular organisation and scientist involved. Two things act as a pressure. First, the selection of topics for research available to the scientist is limited, and usually biased towards certain areas. Second, there are much greater financial, social and psychological rewards for pursuing certain paths.

The existence and effect of organisational pressures could be expanded upon at great length, but since it is a fairly straightforward phenomenon, here I only give an illustration. In table B the organisational and funding context of some SST-NOx-ozone research is listed. (Since university scientists publish in the open literature much more than government or industrial scientists, this tabulation gives an exaggerated idea of the fraction of university scientists.)

 

Table B: Employing organisations for several scientists, and the source of funding for their research in the area of SST-NOx-ozone.

Author and paper Primary employing organisation as reported in paper Support or funding of work as reported in paper (if distinguished from employing organisation)
Crutzen (1970) Clarendon Laboratory, Oxford University (European Space Research Organisation post-doctoral fellow on leave from University of Stockholm)  
Johnston (1971) Department of Chemistry, University of California, Berkeley U.S. Atomic Energy Commission through the Inorganic Materials Research Division, Lawrence Livermore Laboratory, University of California, Berkeley
Foley and Ruderman (1973) Department of Physics, Columbia University Institute for Defense Analyses
Goldsmith et al. (1973) Meteorological Office, Bracknell  
Hesstvedt (1974) Institute of Geophysics, University of Oslo U.S. National Aeronautics and Space Administration under contract NGR 52-155-002
McElroy et al. (1974) Center for Earth and Planetary Physics, Harvard University Atmospheric Sciences Division of the National Science Foundation under Grant GA33990X to Harvard University
Alyea et al. (1975) Department of Meteorology, Massachusetts Institute of Technology U.S. Department of Transportation through CIAP, under Contract AT 11-1-2249; computer time provided by Goddard Institute of Space Studies through Grant NGR 22-009-727 from the National Aeronautics and Space Administration

 

Tables C and D list papers emphasising respectively the safety and danger of SST exhausts in the stratosphere. It is not surprising that only university scientists emphasise the dangers. Naturally the sample here is biased; but there appear to be no studies by scientists working for aircraft companies which emphasise mainly the dangers of SSTs, and tables C and D merely serve to illustrate this point.

 

Table C: Papers emphasising the environmental safety of SST exhausts in the stratosphere. Employing organisations of the authors are listed.

Anderson (1973) Lockheed Palo Alto Research Laboratory (U.S.A.)
Ashby(1), Shimazaki(2), and Weinman(3) (1972) (1) Department of Meteorology, University of Wisconsin (U.S.A.), (2) Captain, U.S. Air Force, Air Force Institute of Technology, (3) Aeronomy Department, Environmental Research, Laboratories, Boulder, Colorado (U.S.A.)
Foley and Ruderman (1973) Department of Physics, Columbia University (U.S.A.) (research done at the Institute for Defense Analyses)
Goldsmith et al. (1973) Meteorological Office, Bracknell (U.K.)
Jocelyn et al. (1973) British Aircraft Corporation Limited (U.K.)
Machta (1971) Air Resources Laboratories, National Oceanic and Atmospheric Administration (U.S.A.)
Swihart (1971) The Boeing Company (U.S.A.)

 

Table D: Papers emphasising the environmental dangers of SST exhausts in the stratosphere. Employing organisations of the authors are listed.

Alyea et al. (1975) Department of Meteorology, Massachusetts Institute of Technology (U.S.A.)
Crutzen (1972) Department of Meteorology, University of Stockholm (Sweden)
Hesstvedt (1974) University of Oslo (Norway)
Johnston (1971) Department of Chemistry, University of California, Berkeley (U.S.A.)
McElroy et al. (1974) Center for Earth and Planetary Physics, Harvard University (U.S.A.)

 

The social system of science. After a long period of training and socialisation, a scientist begins to practise science as a part of the scientific community. The scientist practises science in a social system - a set of relationships between people and an established set of practices and patterns of behaviour.

There are several features of the social system of science that serve to reinforce the normal operation of science. One is peer pressures. Scientists look to their immediate colleagues and to other researchers around the world in their speciality for acceptance or rejection of the research they have produced. Often the scientist's very assessment of self becomes identified with evaluation of the scientist's research by peers.

Evaluation by peers most simply takes the form of interest in work performed and a higher or lower status in the eyes of colleagues on the basis of research done. There are also several forms of institutionalised peer influence. The response of editors and the editor's referees to a scientist's manuscript is one of the basic institutionalised forms of peer influence. Scientists often measure their success in research according to research published. Access to jobs, to research facilities and to research grants is controlled by various members of the scientific community, usually the more senior and leading members. Scientists often measure their success in life according to their success in gaining a prestigious job, having influence or control over the work of other scientists or technicians, and according to the size and status of their research group.

Finally, scientists may be strongly influenced by the promise of certain honours. Typically such an honour is either the granting of membership in an elite professional group, such as the Royal Society, or the awarding of a special prize for excellence in scientific work, such as the Nobel Prize. Many scientists, especially leading scientists, measure their success in science and in life by their achievement of such honours.

Existing mechanisms for communication between scientists, for recognition of achievement and for access to facilities and to media of communication can all be seen as mechanisms that ensure the efficient production and distribution of scientific knowledge so that it is useful to powerful groups in society, and that ensure the continued operation and expansion of the scientific establishment in changing social and political circumstances. For example, the close interactions between scientists ensure that scientists derive their values from what research is being done and funded. The social system prevents the personal values of scientists being derived from direct involvement with members of the public.

Evaluation by peers serves to inhibit introduction of political consciousness into scientific work and in general to filter out nonconformist research and individuals. Professional bodies operate to sanction research work done within orthodox channels. The reward system of science encourages scientists to keep their entire attention directed towards matters of direct scientific interest.

In these and other ways, then, the social system of science encourages conformity to accepted practices in scientific research. Each of these ways is a form of social control. In each case it is not hard to show that this social control tends to reinforce the established features of science, to discourage and penalise nonconformity and to thwart challenges to the stability of the scientific community.

The professional self-interest of the scientific community. Scientists can be expected to look after their own interests. Similarly the institutional structure they have developed for their enterprise can be expected to reflect and promote this self-interest. For example, people with inconvenient scientific or political inclinations may be ignored or suppressed, albeit inconspicuously; faithful workers may be given jobs, awards or perks; organisations funding and promoting scientific research may be rewarded with scientific advice or scientific attention to their problems.

One of the ways in which the self-interest of the scientific community is expressed is through the ever-present suggestions for and promotion of further research. It can hardly be expected that in every case further scientific information is needed for the purpose at hand. The tendency to suggest the need for further research can be seen to be based on the scientific community's vested interest in expanding the domain of research. The importance of this point should not be underestimated.

For example, both the Australian Academy of Science report and the U.S. Department of Transportation's Climatic Impact Assessment Program (CIAP) report contained recommendations for further research. Of 8 specific recommendations listed in the Australian Academy of Science report, 6 have to do with the need for research. For example, "active encouragement should be given to the development in Australia of more expertise in atmospheric, including stratospheric, chemistry". In other words, the Australian scientific community, via some of its leading spokespersons, wanted more money from the government. Also noteworthy is the CIAP report's finding that the cost of unregulated flying of SSTs in the stratosphere was likely to be greater than the cost of regulation and associated research necessary (such as monitoring of ozone levels and further development of ozone modelling). It would have been interesting if the cost of research had been found to tip the decisional balance. Not surprisingly, this is seldom if ever found to occur. The primacy of the scientific organisation's need to survive, to receive continued support, is also suggested by the difficulty of thinking of cases in which scientists have counselled that further research and investigation would be wasteful and irrelevant.

A more dramatic example of the effect of institutional and professional vested interests is connected with the decision to drop atomic bombs on Japanese cities before the end of World War II. One contributing factor to this decision was awareness of the benefits which would accrue to scientific leaders and the scientific profession from a successful and decisive demonstration of the power and importance of the new weapon. Such a demonstration would justify the immense expense of the Manhattan project, vindicate the judgement of those who backed it, prevent congressional investigation into the project, lead to greater influence of scientists in government and fortify the newly cemented partnership among science, government, military and industry. This was not the only factor in the decision. Scientific leaders had as well some other, more admirable reasons for supporting the use of atomic weapons. What is important is the influence of the self-interest of scientists and other elites - military and governmental - on the direction and pace of scientific research (the hurried development of the atomic bomb) and also on wider questions affecting both science and society.

Specialisation. Scientific research is a very specialised activity. This has a number of consequences.

First, specialisation tends to reduce the individual scientist's contact with wider political issues. Scientists are encouraged to produce high quality results as quickly as possible. The assumption is that high quality results will automatically require decision-makers to make wise decisions. Because of strong research competition, just doing one's specialised job is often a full time job with little or no time for worrying about wider issues. Given the segmentation of research, the path of least resistance is to just do one's specialised job and ignore any indications of the context of the work.

Second, specialisation makes scientists and their work easier to manipulate by dominating groups. In advanced industrial society, the division of labour is one of the important means by which ruling groups maintain and reinforce the hierarchical structure of society. At the level of scientific research, the division of labour takes the form of specialisation. It is difficult for a worker on an assembly line to argue about the utilisation of labour and the type of product produced. Similarly, a specialised research worker is not in a strong position to argue about what sort of research is funded, nor about how research results are used.

Just as importantly, scientists and technologists are separated from working people through physical dispersal, task specialisation and separate administration. Therefore the organisation and co-ordination of scientific-technical elites and working people is inhibited. The structure of the work situation encourages each group to look after its own living conditions and other interests. And naturally this sort of concern lies within the context of society as it exists.

Finally, specialisation makes the results of science hard to understand by the non-expert, including scientists in other research specialities. Therefore: (1) inadequacies or errors in the work are harder to recognise; (2) it is harder for outsiders to step in and make a contribution to the research in the area; and (3) the need for the research is harder to dispute.

Beyond this, lack of understanding by the non-expert serves to make the values implicit in scientific research hard to identify by outsiders. Exposed to a barrage of specialised scientific knowledge, a person tends to accept the structure and world view inherent in the selection and organisation of the knowledge. This structure and world view is based on the assumptions involved in the selection of only certain problems, methods and solutions as being worthwhile. In order to grasp the significance of a mass of specialised scientific work, it is easiest to accept the underlying assumptions which led to this work being done.

Reference notes

Williams (1974), which I referred to in the text, is an excellent case study. It is especially rewarding since it is about a bit of technology familiar to everyone. Further information on telephone technology is found in Boyle and Harper (1976). Dubos (1969) gives examples from microbiology of how a direction is given by social forces (such as power politics and economic necessities) to the interests of scientists and therefore to their research activities.

A more comprehensive analysis of the effect of political and economic structures on technological development is Dickson (1974). Dickson argues that the nature of technology is strongly influenced by the distribution of power and the exercise of social control in the society in which the technology is developed and used. For example, technological innovation is partly determined by the requirements of maintaining authoritarian discipline, hierarchical regimentation, and in general the maintenance of the current economic structure and the survival of the dominant class. Furthermore, the myth of the neutrality of technology serves to justify this state of affairs and to hide the political dimension of technology. Dickson's book covers these and other fundamental issues concerning technology.

Braverman (1974) gives a large number of detailed examples of how technologies are developed to serve the interests of management, most particularly in the way in which the promotion of the manufacturing division of labour, which reduces workers' skills and allows for tighter control from the top, is a basic motivation for the design of machinery and of production systems. Braverman also presents an excellent analysis of 'scientific management' and its effects. The origins of the factory system during the industrial revolution is traced by Marglin (1974) to the capitalist's control of the work process, rather than the factory's technological superiority.

Another excellent treatment of the interaction of technology and society, and particularly of the view that technology serves as an instrument of social control, is given by Elliott and Elliott (1976). A further book presenting many of the different views of technology is Thrall and Starr (1972). See particularly the presentation of Melman (1972), who strongly argues that technology reflects the social structure: the preferences of the dominant people in society are embodied in the selection and design of technology.

The most influential early work on the social and economic determinants of science is contained in Bukharin et al. (1931), in particular the article by Hessen (1931). These studies are from an avowedly Marxist point of view, in which the development of science is seen as almost exclusively a function of the economic organisation of society. The result is that the authors often go too far in ascribing scientific development to social influences. But for someone otherwise exposed only to conventional histories of science, this approach is a refreshing antidote. For this reason alone these studies are worth reading. Furthermore, they offer a useful basis for more refined studies. A more restrained, but similar sort of analysis to that of Hessen's is given by Merton (1938, chapters 6-10).

In the sociology of knowledge, it is taken as a matter of course that the form and content of knowledge is affected by the social structure. In two thought-provoking studies, Barnes (1974, 1977) applies the sociology of knowledge to science. He notes, for example, that even if the choice between theories is rational, the theories that are considered may be partly determined by social factors. In a detailed analysis of 'internal' and 'external' factors in the history of science, Barnes suggests that it is useful to regard ideas as tools which social groups may use for their own purposes; the social structure may influence ideas and science, but not in any direct and explicit way.

A number of studies show how ideas, images, or moods - the intellectual milieu - can influence scientific development. Forman (1971) gives a detailed account of how the anti-rational mood of Germany after World War I helped the development and ready acceptance of a quantum theory interpreted as indeterministic. A most significant part of this account is the description of how so many leading scientists found it easy to renounce the ideas underlying their enterprise, when these ideas became unfashionable in the surrounding culture. In another significant study of the same era, Tobey (1971) describes how Robert Millikan and other leading scientists in the U.S. adopted an ideology of progress based on science. This ideology was closely tied up with an attempt to sell and justify science to the public; it was also of overwhelming importance in providing working hypotheses, in suggesting lines of research, and in designating what kinds of deductions should be drawn from limited data. Miller (1972) describes how the ideas for certain theories in physiology were taken from an evolutionary model of mob society. To complete the dialectic, these theories were later used to justify the organisation of society from which they were originally abstracted. At the psychological level, Cowan (1972) describes how Francis Galton's most important discoveries in statistics were motivated by his political beliefs, in particular those related to eugenics. In a similar vein, MacKenzie and Barnes (1975) find that positions taken by protagonists in the scientific debate between biometricians and Mendelians reflected their social origins and political beliefs.

The study of the interplay among societal structures, prevalent ideas and scientific theories has been carried out with greatest sophistication in the area of evolutionary biology. Young (1969, 1970, 1971, 1971a, 1973, 1973a) analyses the interactions between the various philosophical, theological, political and scientific ideas of the 1800's, such as the influence of the ideas of Malthus on Darwin and Wallace. Young argues that these interactions are seldom simple and straightforward and emphasises the importance of intervening factors. He hopes to show that there is no cutoff between ideas in science and in the wider society, and thus to transcend the 'internal'-'external' dichotomy in the study of the history of science. I strongly recommend Young's studies (especially 1971, 1973, 1973a).

Farrington (1939), in a study of the reasons for the failure of ancient science, finds that the internal explanations are inadequate. He presents two reasons for the decline of Ionian science. First, the religion of the state was transformed by the ruling class into an instrument of mental oppression, used to justify extremes of inequality and injustice; this promotion of ignorance in the support of oligarchy was incompatible with free inquiry. Second, the foundation of ancient society on slavery institutionalised a divorce between theory and practice, and led to the development only of speculation and abstract science and a failure of concrete applications which would form and direct theory. Farrington comments that the problem for modern oligarchies is to combine political ignorance with technical efficiency - a comment made before the recent 'solution' of specialised, professionalised, and bureaucratised science.

It is generally accepted that until the mid-1800's, science usually had a negligible influence on technology, while technology often had a strong influence on science. (For a short readable account, see Ziman (1976).) For example, Zilsel (1941) finds that Gilbert's experimental method was heavily indebted to the work of miners, foundry-workers, navigators, and instrument makers. Modern science and technology are closely interwoven, and distinguishing between them is difficult. So, science as well as technology is strongly conditioned by economic forces. The relationship between science, technology, invention and economics is analysed by Schmookler (1966), Mansfield (1968), Jewkes et al. (1969) and Langrish et al. (1972). Mason (1956) in a history of science emphasises more than most authors technological and other societal influences on scientific development.

The links between the structure of society and the development of science are not direct. The way some of these connections operate is presented, with detailed illustrations from the area of nutrition and food technology, by Hall (1974). First, scientists working for companies may be insensitive to the direction of research - a direction taken under the imperatives of profit and efficiency - because they are immersed in their work. Second, academics may conservatively adhere to the prevailing paradigm, a paradigm that arose and persisted because of its usefulness to industry. And third, scientists tend to develop theories that will gain public approval.

The dates I have given concerning explanations for stratospheric ozone levels are associated with the following papers:

base for compounds and reactions considered (thought to be) important in determining ozone levels (thought to be) of environmental importance
oxygen Chapman (1930)  
hydrogen Hunt (1966) Harrison (1970)
nitrogen Crutzen (1970) Crutzen (1971), Johnston (1971)
chlorine Stolarski and Cicerone (1974) (and others) Molina and Rowland (1974) (and others)

This chronology of the explanation of stratospheric ozone levels on the basis of photochemical reactions is based mainly on my reading of scientific papers in the area. Most papers begin with a brief review of previous work in the area. (The most comprehensive review I have come across is Nicolet, 1975.) One warning: at the level of scientists reviewing previous work, there is a tendency to interpret past scientific work in terms of present ideas. Scientific history also depends on who is interpreting it. For example, it may be argued that serious consideration of the importance of hydrogen compounds and reactions for stratospheric ozone began with Bates and Nicolet (1950) rather than Hunt (1966). Different perspectives on this point can be obtained by reading Nicolet (1975) and Hunt (1969).

The explanation of ozone increases during the 1960's as a result of recovery from nuclear blasts is presented by Johnston et al. (1973).

The impact of military, government and industrial funding of scientific research on the direction of scientific advance is analysed by many authors, such as Rose and Rose (1969), Melman (1970), Clarke (1971), Hightower (1973), Salomon (1973), Blume (1974), Ziman (1976) and Noble (1977).

Salomon (pp. 58-59) comments on the way that problems which depend the most on science and technology and which have military aspects - such as meteorology and the mastery of climate - are allotted the greatest resources. The importance of military influence in meteorological research, and the use of weather modification as a weapon, is discussed in some detail by Looney (1975). Rose (1972) describes how scientific and technological innovations in chemical and biological warfare are not a result of 'pure' science, but are intimately linked with the tactical and strategic needs of the military-industrial complex.

Slack (1972) outlines how the importance of different theoretical approaches in organic chemistry is strongly influenced by the values of the chemical industry. For example, he points out that the strong emphasis on the study of substances produced by fast, high-yield reactions arises because such substances are useful (i.e., profitable) according to social and political (rather than 'purely scientific') criteria. Rothman (1969) documents a similar sort of influence in the field of economic entomology.

Rahman (1972, p. 17) comments on how scientific research in India - in the areas of natural resources, agriculture and tropical diseases - was directed "to suit the economic and political requirements of the occupying power".

Clarke (1971), in a survey of the frighteningly extensive and pervasive activities of the military, gives many examples of how projects which are apparently 'pure science' are actually motivated by military problems. For example, it is easier to obtain research funds to study the noises that fish make than to learn how to catch them. This is because the motivation is detecting enemy submarines, not feeding people. Clarke also comments on how the influence of the military in research leads to a lop-sided development of scientific knowledge.

Bernal (1939, chapter VII; 1969, volume 3, 10-10) describes in detail the impact of war on science; his historical analysis shows that the military influence on the direction of scientific research is nothing new. See also Ziman (1976). The most dramatic statement of the impact of war on science ("War is the principal motivational force for the development of science at every level, from the abstractly conceptual to the narrowly technological.") is given in Lewin (1967, p. 85).

The idea that science is out of control is dramatically and convincingly portrayed by Ellul (1965) in an acute account of the actual consequences of the increasing use of efficient techniques as the sole criterion for social organisation.

The inevitable assimilation of societal assumptions by scientists, and their expression in scientific work, is lucidly stated by Caudwell (1939, pp. 24-25), The lack of any need for consciousness on the part of scientists in doing this is spelled out by Bukharin (1931, p. 20).

For an excellent but abstract description of socialisation, see Berger and Luckmann (1966). They argue that reality is a social construct, hence socialisation is the internalisation of reality. Therefore scientific education is one means of producing reality.

For a description of the education of scientists, see Hagstrom (1965). The distortions of science textbooks and of science teaching are discussed by Kuhn (1963, 1970), Feyerabend (1975), Haberer (1969), Levy-Leblond (1976) and Gorz (1976). Bernstein's (1971) analysis of educational knowledge is not about scientific knowledge in particular, but his insights are easily applied to this area. Scheflen and Scheflen (1972) give a down-to-earth account of the way behaviour can be shaped and controlled through the structure of communication systems. Good critiques of schooling are Illich (1971), Spring (1972), Reimer (1973), Holt (1973) and Bowles and Gintis (1976).

The priority of career demands in the life of scientists is pointed out by Horrobin (1969, p. 9) and Salomon (1973, p. 206). Krohn (1971), to explain how the opinions of working scientists come to reflect the immediate situation of their research, argues that scientists are drawn to their positions according to the conditions of research and according to their own career strategies. Sklair (1973), to explain how science works, argues that people do what they do because (1) they see no viable alternatives, and/or (2) they are literally forced, and/or (3) they are mistaken as to the true nature of the relationship between their interest and their action.

Blume (1974) emphasises and elaborates on the political nature of the social system of science. There are few works which do this; this lack reflects the orientation of orthodox sociology of science, whose political uses are noted by Sklair (1973).

Boffey (1975, especially pp. 83-87) documents how the U.S. National Academy of Sciences, when advising the government on matters affecting the scientific community, acts more like a self-serving advocate than an impartial judge. The unscrupulous struggle for resources by the scientific community is best documented by Greenberg (1967). The case of the decision to drop the atomic bomb is analysed by Haberer (1969). Haberer (1972) argues that leaders and members of the scientific community are more interested in the survival and growth of the institutional framework than anything else.

Mills (1963, pp. 61-62) and Elliott and Elliott (1976, p. 65) note that precisely because of their specialisation, scientists are among the most subservient and easily manipulated groups in modern society. The obliging acquiescence of German scientists to the Nazi regime gives support for this argument. (For an excellent account of the capitulation of the German scientific establishment, see Haberer (1969).) The importance of specialisation in making possible the 'industrialisation of scientific production' in recent decades, and thus its subordination to the interests of those who fund research, is spelt out by Gorz (1976) and Levy-Leblond (1976).

Cirino (1971, p. 135) describes how, in the environment of a deluge of isolated news fragments, bias serves as an underlying unifying factor to give meaning to the news. He gives the analogy of learning a first language, through which process one accepts the world view inherent in the structure of the language. Similarly, the non-expert exposed to a barrage of specialised scientific work tends to accept the assumptions inherent in the selection of problems and choice of methods and types of solutions sought.

 

Chapter 10: Who can use scientific research?

In practice the results of scientific investigations are not equally useable by all people.

I discuss here the useability of scientific research in terms of accessibility, understandability and exploitability, first treating these factors in the abstract and then giving examples from the SST-NOx-ozone area.

Useability of scientific research, in the abstract

First consider physical accessibility. For the purposes of considering accessibility, scientific research can be classified into three categories: material not available at all, material very difficult to obtain and material in scientific journals.

The first category is material that is not available at all. Classified research done for the military and proprietary studies done for companies constitute most of the work that is completely inaccessible to outsiders. As well, there may be various reports or studies done in government departments or universities which are considered confidential. A large fraction of scientific studies are of this type: available neither to the general public nor to other scientists. Not only is such research never made publicly available, but usually the knowledge of its very existence is also restricted.

The second category is material that is very difficult to obtain. Usually material of this type is easily accessible only to scientists working in a particular research area. Examples of such material are advance reports of research in progress, papers presented at conferences, reports for internal circulation in organisations and submissions to government bodies. It is true that much of such material would be made available to any interested person who asked for it. But knowledge about the significance or even the existence of such material is difficult to obtain. In practice most scientific work not published in journals or books is effectively inaccessible to all but specialists.

The third category is scientific research that is published in journals and books. Such material is officially public. Even so, much of it is not readily available to the majority of people who do not live conveniently near an appropriate library.

Closely related to purely physical accessibility are other factors. One of these is time. Much material communicated in internal reports or conference proceedings eventually appears in scientific journals. But often only specialists have access to the material at significant early stages of the work. For example, decisions may be made on the basis of testimony by committees of scientists. Outside groups may only learn about the material later from news reports or from scientific journals. As a result their influence in the decision-making process is greatly reduced.

Another factor is money. Organisations which employ full-time scientists usually will pay for any reasonable amount of material needed for the work of their employees. Expenses will include the photocopying of papers out of journals, the buying of unpublished documents from central information agencies, and the buying of conference proceedings, official reports and books. A private individual or group may find that keeping up with material in a given area is an expensive venture.

In summary, reports of scientific research are not equally accessible to all people. Much research is easily available only to specialists and various insiders. Even publicly published material may be inconvenient to obtain, out of date, and costly to the outsider. Finally, the very knowledge of what material is available is often difficult or impossible to obtain.

Second, consider understandability. Most scientific research is not easily understood by the non-specialist. Indeed, much research would hardly be less understandable if it were written in hieroglyphics. As a result, the question of accessibility becomes irrelevant in many cases. The practical use of scientific results is restricted to those people who can gain an effective understanding of the material without an undue investment of time and effort.

Large and powerful organisations of various types are able to hire people to search out, filter, understand and explain scientific results that will be useful to the organisation. For example, often companies hire top ranking scientists to do research in a particular field, which is related more or less closely to company interests. Basically the company is paying for two things: first, an increased probability that useful breakthroughs will be made by the company's own scientists; and second, knowledge about what is going on in the research field around the world. A large part of the value to a company of employing scientists lies in the ability of these people to understand and interpret scientific research for the purposes of the company.

On the other hand, less favoured social groups, without as much money or power, cannot afford to maintain experts to understand and interpret scientific results. As a result, the difficulty of understanding most scientific research puts such groups in a relatively disadvantageous position.

Once again the questions of time and money are important. Gaining a practical understanding of much scientific research would be feasible if one had the time and money to devote to the task. If one could take off a year to study a topic, a useful understanding of it probably could be gained. But most people do not have a spare year nor the money to support themselves during the time off from work. So in practice the research is only understood by those who have been given outside support - university training and a job - for the express purpose of understanding the research.

Third, consider exploitability. Most scientific research can be exploited only by persons or groups possessing a certain minimum amount of money, or experience or power. The research on most topics I can think of - such as rocketry, lasers, polymers or hormones - cannot be exploited directly by individuals or non-specialist groups. Instead, the exploitation of the research usually occurs through the medium of a large organisation. So even if people had access to and could understand scientific results concerning such topics, in most cases they would not be able to exploit the results effectively due to lack of resources.

The selective exploitability of scientific research has wide ramifications. Because most individuals or groups of people cannot exploit scientific research for their own purposes, they are not really interested in gaining access to it or in understanding it. In spite of scientific research being selectively accessible and understandable to powerful groups in society, it is still possible for reasonably persistent outsiders to overcome many of the difficulties. But there is not much point if the research cannot be exploited. Because of this, people do not object too much to selective accessibility and understandability, which come to seem somewhat irrelevant as long as exploitability is equally selective.

Some examples

Consider research on mathematical optimisation. Mathematical optimisation or optimal control theory is a branch of mathematics concerned with determining. conditions for the control of physical equipment in an optimal manner. Typically this control involves feedback, as in the case of a thermostat. The theory may be applied to such areas as industrial processes, resource allocation or modelling of the economy. Research in this field is not readily available to the outsider, is not readily understood by the non-expert and is not easily exploited without heavy financial backing. On the other hand, large organisations such as corporations or the military have ready access to research on mathematical optimisation. They employ scientists who do research in this area, who keep up with other research that is done in the area and who interpret it for others. Finally, large organisations have the funds and the authorisation to exploit the research for their own purposes.

As I see it, these same features of useability apply to almost all modern scientific research. It is primarily powerful organisations in society, and the groups they serve, that are able to use the results of conventional scientific research for their own purposes. From a general perspective, this is not surprising. First, much research on most important scientific problems is funded directly by the organisations interested in particular problems. Second, even research not funded by these organisations is selectively refined, developed and applied by these organisations. This selective attention provides an incentive for work in the particular fields and in the particular manner which is especially useful to the large organisations. So even in so far as the results of science have a range of potential uses, particular results are singled out for development, application, exploitation and further attention. Other scientific possibilities may be ignored or even repressed.

Consider a further example, research in theoretical nuclear physics. Much of the work done in this area is not top secret material. But from the point of view of the public it would hardly matter if it were, for it is extremely difficult to understand except for specialists, and extremely difficult to exploit except by massive organisations. Even if an individual could understand the research, practical use of it would be impossible. In contrast, huge military and civilian organisations have the resources to exploit any development in the field that is useful to them, whether in relation to military hardware or to nuclear power production.

The bulk of theoretical nuclear physics research is not directly useful to anyone, even to massive organisations. What purposes does this 'useless' research serve? Scientists would claim that it serves to attain scientific knowledge. Even if this claim were accepted, apparently 'pure' research such as in theoretical nuclear physics also serves several other purposes. The research can be seen as an investment useful to powerful organisations, paid for primarily by the general public.

First, even though most theoretical nuclear physics research is valueless for any human purpose, there is always the possibility of a discovery useful to those groups which can recognise and apply it. From the point of view of the large organisation, a diversity of 'pure' research can be seen as an investment: some developments are likely to be useful to the organisation, and the bulk which are irrelevant are unlikely to serve groups with alternative goals. Second, the mass of research in theoretical nuclear physics serves to maintain a trained core of scientists and technical workers. These workers are indirectly made faithful to organisations promoting military use of nuclear weapons or civilian use of nuclear energy, through the dependence of their livelihood on the continued funding of nuclear physics. The skills of these specialists are not easily transferable to projects serving other ends and benefiting other groups. Finally, the 'investment' in theoretical nuclear physics research - in the training of the researchers in schools and universities, and often in salaries and equipment as well - is paid for primarily by the general public. Because the burden of funding of theoretical nuclear physics research falls on the taxpayer, it is not surprising that funding organisations often do not mind if much of the research turns out to be irrelevant to their immediate needs. Furthermore, this irrelevance makes it easier to justify the research in totality as valuable for its own sake.

In society as it is presently structured, it seems inevitable that theoretical nuclear physics research will be available, understandable and exploitable primarily by large organisations.

As well as research in mathematical optimisation and in theoretical nuclear physics, there are many other, more clear-cut examples. Here are a few research areas and some prime beneficiaries: missile guidance systems (the military); tranquillising drugs (drug companies); mob psychology (police); and keeping the orange pulp from going to the bottom of orange squash (manufacturers of orange squash). Once again, I feel I must emphasise that I am talking about selective useability. The proper comparison is not between the 'bad' and the 'good' uses of nuclear physics research, but between nuclear physics research which by its nature and the nature of human society lends itself to 'bad' uses compared to research into organic gardening that lends itself to 'good' uses.

Science can be used for many different purposes, but it is easier to use for some purposes than others. One can use a machete to butter bread, but it is more natural to use it for more energetic or grievous purposes. Just as the selective useability of the machete is inherent in its size, shape and cutting ability, so the selective useability of scientific research is inherent in its content and structure.

Useability of SST-NOx-ozone research

Who can most easily use the results of SST-NOx-ozone research? It seems that large organisations do not have such an advantage as they do in some other fields. Research results have been used to argue both for and against the development of SSTs. In particular, environmental groups were able to find evidence to use against the development of SSTs. It might be that this situation depended vitally upon certain scientists, such as Johnston and Crutzen, having the same presuppositions about the burden of proof as did the environmental groups. In any case, here I will try to illustrate the features of accessibility, understandability and exploitability with examples from the SST-NOx-ozone research area.

As far as completely inaccessible work is concerned, it would seem unlikely that there was a significant amount of classified military research involved in this area. But military secrecy still can affect the research done in the area. For example, Goldsmith et al.'s calculation of the amount of NOx produced in a nuclear blast strongly depends on available scientific knowledge on nuclear explosions, such as how much and how rapidly energy is produced and dispersed in a nuclear explosion. Goldsmith et al. based their calculation on the model of Taylor, which was published in 1950. Undoubtedly more complete calculations now exist, but the most comprehensive certainly are classified, Even Taylor's paper was only declassified long after having been written in 1941.

On the industrial side of SST-NOx-ozone research, there almost certainly have been numerous studies made by aircraft company scientists, which have never been published. Of course it is difficult to prove this claim, since there is no way of knowing about things whose existence has not been revealed.

On the level of research that is very difficult to obtain, there has been in the SST-NOx-ozone area the typical plethora of advance drafts of papers, internal reports, conferences and private communications. Here again the factors of time and money are important. For example, Johnston's work, in various draft versions prior to its final published form in Science, was circulated to various scientists, environmentalists and politicians. This was part of an attempt to influence the decision of the U.S. Congress about funding of development of SST prototypes. (Of course there were many other people and groups attempting to influence the decision.) In order to have had knowledge of and access to Johnston's work at this stage, and thereby to have had even the opportunity to influence decisions through this work, one would need to have been an insider of some sort.

Consider an environmental group opposed to SSTs, which wished to study the scientific literature pertaining to the SST-NOx-ozone problem. Some members of the group - perhaps specialists from a different discipline - may have been familiar with methods of communication in science and with the basics of the research area. But even these members would have found it a laborious and time-consuming, if not insuperable task to unearth all the pertinent materials: unpublished articles, conference proceedings, internal reports, so-called private communications and articles in obscure journals - not to mention vital documents whose existence is known only to insiders. No one is actively stopping the inquiry of interested people. But the structure of the scientific communication system makes it difficult for even a fairly knowledgeable person to gain access to relevant material.

This is not to mention the many very real cases where scientific material is not made available to interested parties. Often there is no legitimate channel through which important material may be obtained. For example, material presented by scientists at closed governmental hearings might be obtained through the scientists involved, but in general it would be unavailable to the outsider. The same applies to private correspondence. Often copies of revealing letters are distributed widely, but again they are not available to the outsider.

The expense of SST-NOx-ozone material is perhaps not a vital issue. Probably there are few people who know about and want the material and who cannot charge it to the organisation for which they work. But for those few, the expense might have a deterring effect. For example, the proceedings of three U.S. conferences cost me U.S.$42. This is not even to consider the expense that would be involved in attending conferences or visiting scientists - often nearly indispensable ways of obtaining important current information.

If a person familiar with the rules of the scientific communication system and experienced in searching out information for a case has trouble getting hold of material, what of the typical concerned citizen? It would seem a mild comment to say that scientific research relevant to the development of SSTs was not available to the public in such a way as to permit widespread and effective involvement in the issue.

Next there is the understandability of SST-NOx-ozone research. It is an understatement to say that much of this research is not easy to understand. Furthermore, as research in the field developed, ozone models tended to become more complex and comprehensive and so less understandable by nonspecialists.

The amount of material involved is relevant here. The major investigation into the SST-NOx-ozone problem, the Climatic Impact Assessment Program based in the U.S., involved hundreds of researchers working over a period of years. The report of findings alone covered six volumes; there are also hundreds of published and unpublished studies relevant to the topic. The very quantity of material is intimidating. There are few groups that have the necessary human and monetary resources to challenge a view supposedly based on this mass of allegedly relevant knowledge. At the very least, some familiarity with the material would be required, just to challenge its pertinence to the issues at stake.

I would also contend that many papers in the field could have been written in a manner that was considerably more understandable both to the specialist and to the non-specialist. There are various explanations for poorly written and hard-to-understand papers, such as time pressures. One contributing factor is the unconscious desire of many researchers to impress colleagues and appear inaccessible to the non-expert.

To blame only individuals for this is a little unfair. What happens is that the standards of communication - what jargon and writing style is acceptable, and what level of audience is written for - come to reflect the interests of the research community, and especially the leaders of the community, in their professional status. Within the speciality, communication based on difficult and obscure concepts and styles is justified in terms of efficiency. The implicit assumption is that communicating to a wider audience at a research level of understanding is of low priority or actually undesirable. In this way institutionalised interests in maintaining professional status may contribute to much research being hard to understand.

Finally, there is exploitability. It is my belief that most SST-NOx-ozone research can be used in the long run more easily by groups supporting SSTs than by their opponents. (This claim depends somewhat on the location of the burden of proof: I am assuming some stance intermediate between the attitudes of Johnston and of Goldsmith et al.) This is because the results can always be used only to set limits on SST operations: on the number of aircraft in the fleet, on the permissible routes or on the amount of NOx in the exhaust of SSTs.* For example, if the amount of NOx in SST exhaust could be reduced by a factor of 60, then with no increase in the particular environmental dangers due to SST-NOx, the fleet of SSTs could be roughly 60 times as great. Such a technological solution is available to the aircraft industry. No such options are available to opponents of SSTs, because they do not have the social and financial power to implement them. Alternative options such as the development of transport systems based on minimal use of energy or on equality of access are primarily political and social solutions, not technological solutions.

* The Climatic impact Assessment Program (CIAP) as a whole indeed seems to have been based on the premise that, at most, limits would be set on SST operations. The stated CIAP 'objective' is: "In order to determine regulatory constraints on flight in the stratosphere such that no adverse environmental effects result, DOT [the U.S. Department of Transportation]/CIAP will assess, by 1974 report, the impact of climatic changes resulting from propulsion effluents of vehicles in the stratosphere, as projected to 1990".

Let me rephrase what I am saying. In the short term, some SST-NOx-ozone research may be disadvantageous to aircraft companies, if it sets limits to their operations. Likewise, it may be advantageous if it shows that these limits are not serious - in this case the research justifies their operations. In the long term the research is almost entirely useful to the aircraft industry, since it provides knowledge within which a technological solution to the environmental problems due to SST-NOx - reducing NOx emissions - becomes feasible.

That SST-NOx-ozone research is selectively useful to the aircraft industry in the long term is only clear if one is conscious of the context of scientific research and other activities which might have been done instead of SST-NOx-ozone research. Millions of dollars and many years of intensive effort by many people were put into SST-NOx-ozone research. What else might have been done instead? There are many possibilities, from studies of low energy transport systems, to studies of leisure, to the promotion of community involvement in decision-making. Compared to many of such possibilities, SST-NOx-ozone research is selectively useful to the aircraft industry.

This is not to say that the aircraft industry has been pleased with this research. They have pushed every scientific fact and argument suggesting the innocuousness of SST-NOx, attempted to discredit advocates of the danger of SST-NOx, and in other ways resisted admitting the significance of this work. The existence of the research is certainly to their disadvantage. But given that it exists, extensive and detailed study in the area serves the interests of the aircraft industry to a much greater extent than would many of the possible alternatives to this research.

It is only fair to say that SST-NOx-ozone research probably has been more widely accessible, more understandable and more easily exploited by groups with divergent values than is the case with most scientific research. At the same time, the work has not been equally useful to all groups: large organisations promoting SSTs still have had the advantage in terms of accessibility, understandability and exploitability. However, this advantage has not been as great as it is in other areas of the SST debate. This is because many political and economic issues are automatically decided in favour of large organisations. For this reason environmental issues have been very important in the SST debate. In this context, research on environmental issues provides a basis for justifying decisions made primarily for political and economic reasons. This is the subject of the next chapter.

The inherent nature of selective useability

The actual type of science that is done, the audience it caters for and its exploitability by different interests, represent only one possibility out of a range of alternatives. But this choice out of a range of alternatives does not seem to be a choice at all, because of the constraints placed on conventional scientific activity: specified criteria for adequacy and value, selective funding, specialisation and institutionalisation. In effect, then, these constraints make selective useability a built-in, structural feature of the conventional practice and products of science - a presupposition.

The selective useability of scientific research as seen by the outsider directly relates to the structure of the scientific establishment. Problems of accessibility reflect the organisation of the scientific communication system, which in turn is suited to the needs of scientists and their sponsors. Problems of understandability result in large part from the extensive specialisation in science, which protects professional scientists from the scrutiny of outsiders as well as making their work easier to manipulate by dominating groups. Problems of exploitability reflect the funding of most scientific research by large organisations.

The selective useability of scientific research also is built into the structure of society. The hierarchical structure of society, with an extensive division of labour and the control of real choices by political, managerial, technological and other elites, makes the achievement of a science useable by less privileged groups extremely difficult without major changes in society. But there is no conscious plan to ensure this state of affairs. Rather the selective useability of scientific research is a natural part of a science and a society geared towards maintaining their essential structures.

Reference notes

There is quite a lot of material written about the accessibility of scientific research. Most of this is in the form of sociological investigations into the communication system of science: the means by which scientific information is communicated, the scientific audience of a scientist's work, the social structural reasons for the development of certain communication techniques, methods of handling the information explosion, 'invisible colleges' of closed interacting research groups, and so forth. Much of this material is interesting and I would not disagree with most of what is said in it. But this material is about the way science is: it is concerned with explaining, and therefore often implicitly justifying, current practices. My perspective is different. I look at features of the scientific communication in terms of how it affects the useability of scientific research. Because the standard literature on the subject is from a different perspective, I have drawn mainly on my personal experiences in describing the accessibility, understandability and exploitability of scientific research.

Gellhorn (1950) gives a thorough discussion of secrecy in scientific research done for the military. Some indications of the effect of secrecy in science are given in Committee on Science in Promotion of Human Welfare (1969), in an otherwise conventional article. Taylor (1950) at the beginning of his paper, tells how he had written it in 1941, and how it had been superseded by more complete calculations (presumably classified at the time). My knowledge about early versions of Johnston's Science paper was gained from comments by scientists in a draft of "Summary of discussion meeting of NAS ad hoc panel on the (NOx)-ozone problem. Washington, D.C., 29 July 1971". This document is also labelled "Privileged. For panel use only." Other examples of documents very difficult to obtain are Goldsmith (1971) and Crutzen (1971), which were referred to in the Australian Academy of Science report (1972), but which were not available to the public. No doubt there are many other examples, but not being a real insider in this field, I only know of a limited though revealing number of examples.

To see how SST-NOx-ozone models increased in complexity as the CIAP programme progressed, compare for example Johnston (1971) with McElroy et al. (1974). The latter study still involves a fairly simple model by CIAP standards.

I have mainly looked at accessibility from the point of view of the outsider. From within the scientific community, the emphasis is on the effective functioning of the scientific communication system for the purposes of scientists and those who exploit the products of scientific research. This latter perspective is adopted in most accounts of the scientific communication system; accessibility by the public is just not of concern. But because of the increasingly private nature of important scientific communication, there are increasing problems even for the scientist outside the in-group; in this context there are a number of sociological studies that comment on how scientific communication constitutes a closed system in the main (Price and Beaver, 1966; Garvey and Griffith, 1967).

There is a fair bit written on the understandability of scientific research. Most of it is concerned with such things as improving communication between scientists and popularising science. (Whatever the intent of popularisers, popularisation often serves mainly to ensure public support for expenditures on science.)

Most of the work on such topics assumes that most science necessarily will be hard to understand by non-experts. That is, it assumes that science is (and should be or must be) based on specialised expertise that is not readily communicable. Keep this in mind when you read about communication in science or the communication of science to the public. Galbraith (1971, chapter 2) makes some insightful observations about the understandability of economics. Whitley (1977) describes how theoretical scientists promoted the prestige of mathematical formalisms as a scientific ideal, a process which serves to establish a cognitive distance from the lay public and as well ensure that control over resources used in scientific production remains in the hands of those at the top of the professional hierarchy, especially the theoreticians.

An extreme example of the idea that technological solutions can be developed to serve vested interests is given in a short article in the U.N. journal Important for the future (1976). It suggests that a study should be made into the possibility of replenishing the ozone layer - depleted due to human activities such as SSTs and fluorocarbon aerosols - by ozone manufactured by human technology.

Easlea (1973) notes that conceptual revolutions in modern physics are not resisted by ruling political and economic elites and their apologists, whereas in fields with direct social implications, such as economics or history, conceptual revolutions often are resisted. To me this does not indicate that modern physics is ideologically neutral. I interpret it as resulting from the strong control over the direction of modern physics research exercised by the military and by large governmental and corporate organisations, and from the fact that almost all the research is only accessible, understandable and exploitable by these same groups.

The statement of the CIAP objective is found in many CIAP publications. I have taken it from the U.S. Department of Transportation CIAP Newsletter of September 30, 1973.

 

Chapter 11: What is science used to justify?

Much scientific knowledge and practice does not serve any special interests in a material fashion. That is, it is not useful in the development of practical techniques in areas such as manufacture, management or social control. Yet this 'pure' science may serve to reinforce inequitable political and economic institutions by justifying certain practices or policies.

Let me begin with a simple example. Consider a decision to be made about where a public swimming pool is to be located: in a rich area or a poor area. One way to make this decision would be on the basis of existing power structures say through a planning board. Since the richer sections of the community normally have more power and influence, on this basis the pool would be put in the rich area. However, the use of power alone to make this decision may have some disadvantages for its beneficiaries. It is a little too blatant: it might make the people in the poor area unduly aware of the bias against them in social decision-making and action, and in a small way jeopardise the organisation of society geared to reward the rich at the expense of the poor. It might be much 'better' to have the same decision made and validated on the basis of a 'scientific' evaluation of the situation. A typical technique that might be used in this case is cost-benefit analysis. An appropriate analysis of the 'facts' would demonstrate that a pool in the rich area is a smaller burden on the taxpayers (that is, it would be more profitable) than one in the poor area. This might be simply because the rich would pay more to use the pool, although other reasons could be presented as well. Cost-benefit analysis could thus sanction or legitimise the decision.

It is not hard to see that this particular scientific sanction is not free of values. Cost-benefit analysis is normally based on many implicit assumptions. One of these is that the existing distribution of wealth is just. Another is that social costs and benefits can be reduced to a common measure, usually money. If a different set of values were used, a different decision might be made. For example, the benefit of the pool might be measured by the number of people who would use it, or whether the people who used it made decisions about it or ran it. Methods of 'scientific' evaluation normally incorporate the same values that are implicit in the current organisation of society. Therefore these methods tend to make wealth, power and prestige appear to be the outcome of procedures that are inevitable and just.

When science is used to justify certain practices, the issues are almost never so clear as in my illustration of the swimming pool. In this case itself, cost-benefit analysis most likely never would be brought up explicitly. Instead, use might be made of the particular value structure built into the accepted and publicised explanation of the economic organisation of the society - for example, the market system. This explanation serves as a justification for a particular allocation of resources. The presence of numerous private swimming pools is seen as the natural and just outcome of the proper functioning of the economic system. In this way economics can serve as a sanction or justification for inequality and for inefficient use of resources.

There are a great many excellent studies of the way science is used to sanction certain practices. Indeed, in many of the social sciences the entire body of orthodox knowledge may be seen as a rationale for the existing organisation of society. Furthermore, orthodox knowledge through its monopolisation of the terms of analysis may serve to limit or divert more critical analyses. Although the use of the physical sciences as legitimisations is not so extensive nor so obvious as it is in the social sciences, it is still an important aspect of these disciplines. But instead of trying to survey the work already done on this topic, here I will elaborate on my favourite example.

What practices or policies does SST-NOx-ozone research serve to sanction? I suggest that the primary use of this research in this respect is to justify the decisions made concerning the development and introduction of the SST. This occurs primarily through the placing of the debate about SSTs on the level of environmental issues, thereby downgrading political and social issues. It also operates through reducing the divergence of opinions about the SST to the level of a scientific debate between experts. I will try to explain this perspective on SST-NOx-ozone research in some detail.

How is a decision made about whether to produce and fly SSTs? Usually there are several groups that must be taken into account in such a decision. First there are powerful groups with direct vested interests, such as particular companies and government departments. In opposition to these groups there may be other powerful groups who favour a different decision, for varying reasons. Possibilities are companies or government departments which prefer investment on alternative projects, who stand to lose from the development, or who believe that the project as a whole will be detrimental to their political and economic interests.

In the case of the SST, the main groups with vested interests in the project would seem to be aircraft companies, numerous subcontracting companies, the military (wishing to help its sub-firms prosper), local government bodies in areas where construction work would take place, government bureaucracies involved in allocating development funds. and regulating flights, politicians and bureaucrats who have tied their career to promotion of the SST, and various elite executives, politicians and rich people who would benefit from faster travel and the greater prestige of SST travel. For example, political considerations involving loss of 'national face' on France's side, and maintaining good relations so as to be able to join the Common Market on Britain's side, over the years have been important in maintaining the Concorde project.

The main groups with power who opposed SSTs would seem to be airlines hoping for a delay before introduction of supersonic operations so as to get full use out of their expensive large subsonic jets, companies hoping for allocation of government funds to themselves rather than to aircraft companies, middle class organisations opposed to the sonic boom and other environmental assaults, and politicians opposed to the entry of the federal government into private industry (in the U.S.). For example, many real estate interests with land near airports strongly support measures which reduce airport noise and thus increase the value of their land. There are also powerful interests opposing particular types of SSTs. In particular, many groups in the U.S. have opposed Concorde because they hoped to benefit from U.S. domination of the SST market later on.

These first two types of groups are the ones primarily involved in decision-making. The decision is made mainly on the basis of power. The criteria used are in practice mainly political and economic: that the development mainly benefits already advantaged groups (which have power); that it leads to profits or payoffs to already wealthy interests (which have power); and that it strengthens the existing systems for distribution of power, prestige and wealth.

The powerful interests favouring SSTs support the SST on all these points: benefits of fast and prestigious travel accrue mainly to the rich and prestigious who can afford to ride in SSTs, such as businessmen and politicians; monetary rewards go mainly to already advantaged executives and officials, such as aircraft company executives and their faithful supporters in government; the national prestige of having an SST benefits mainly those who already bask in national glory, such as national leaders; and the development project cements the symbiotic relations between government, big business, and the technocracy.

Those powerful groups opposing the SST use similar criteria: many of the privileged may find their private retreats invaded by sonic boom; the expense of the SST may be excessive; national prestige may suffer if the aircraft is not successful; and people may be stirred up if too many uneconomic and blatantly elitist projects are pursued. For example, airlines may (perhaps covertly) oppose the SST if they do not expect it to be sufficiently profitable.

My interpretation then is that the powerful decision-making groups agree about their basic aims - the promotion of their own power, prestige and wealth, and the stability of the society that ensures them these things - but disagree about the detailed methods to be pursued.

Where do the people as a whole come into this picture? The people as a whole have little say in the decision as to whether to develop and produce SSTs. It is true that citizen groups can lobby elected officials or other bureaucrats; that the private citizen can write letters of protest; or that individuals can withdraw financial support by not buying stock in the companies involved. But even to list these possible influences is to illustrate the lack of real power of individuals in such a decision. Even so, the extent of this powerlessness is more apparent in a catalogue of the activities in which the citizen is never involved.

First, the citizen has no say in planning: in deciding where public and private moneys are to be spent, in deciding what technologies are to be promoted, or in deciding what sort of society is to be fostered by the organisation of transport, housing, manufacture and conditions of work. Citizens had no say in the planning stages when various countries decided to consider seriously the development of SSTs, rather than alternatives such as development of mass public transport or transition to a low energy economy.

Second, the citizen has no say in what choices are presented for consideration. Even if the question of SST development is presented for open debate, the question is presented as SST versus no SST. It is not presented as SST versus mass public transport versus low energy economy. Furthermore, the citizen has no say in the resources allocated to proponents of each viewpoint. Proponents of SSTs have extensive funds, mainly from aircraft companies and governments, to support their point of view. Opponents of SSTs are not so well funded. Proponents of alternatives to transport based on large amounts of energy and expertise have virtually no financial backing at all.

Third, the citizen has little or no say in what criteria are used in making the choices that are presented. SSTs may be supported or challenged on various grounds, from economics to equity to environmental impact. But only some of the arguments actually carry much weight, such as those concerning national security, economics and in recent years serious danger to the environment. If decisions are made mainly on economic criteria, it is difficult to have much effect in supporting or opposing SSTs on grounds of equity.

It may be argued that the citizen is free to get involved in these issues if desired. One could, for example, become a town planner, a government bureaucrat or an aircraft company executive. The basic presupposition underlying such arguments is that society is inevitably organised the way it is at present: hierarchically, with specialists who know what is best for other people, and with the possession of privilege being the automatic and just outcome of natural processes. Given a different presupposition, though, the current lack of participation may be seen both as unnecessary and as a cause and as a result of injustice and inequality.

Consider the limited power of the public in the question of the introduction of the SST. One of the only channels available for influencing decisions is through pressure groups, which may for example lobby legislators. To be successful, these pressure groups need arguments that are accepted as being both valid and important. Therefore, it becomes important to ask, what arguments can be generally accepted as valid and important in a debate about the introduction of SSTs?

There are several areas which are important: politics (national prestige, political vested interests), economics (profits, economic advantages of high-speed travel), social impact (inequity, employment) and environmental impact. It would be possible to discuss each of these areas and others at great length. Without arguing the points, my opinion is that political, economic and social arguments are not easily used by opponents of SSTs. There are two main reasons for this. First, evaluations of political, economic and social effects are generally made in terms of establishment criteria. For example, national prestige is generally determined by national leaders and economic viability is measured in terms of company profits and losses. Second, arguments based on political, economic and social considerations are obviously based on value judgements. Therefore any such argument can be countered by other arguments that are based on alternative values. For example, what are seen as great advantages of SST development from one perspective - faster travel, provision of jobs, fostering of technology - may be seen as of negligible benefit or as disadvantages from another perspective.

Given these conditions, an ostensibly value-free argument becomes useful to opponents of SSTs. And here is where science comes in. In recent years arguments based on the possibility of disturbance of the environment have been used to a great extent precisely because they apparently are strictly 'scientific' arguments - and because they have not already been co-opted by big business and government. Because science carries the air of neutral authority, environmental arguments can be and are used against development projects such as the SST.

The situation then is this. The citizen is excluded from planning and decision-making in a basically political and economic context. The only readily available channel left for opposition to vested interests is based on environmental considerations.

It is true that publicly expressed concern about the environment can have a great impact on decision-making in certain cases. This is especially notable in the case of the SST in which citizen organisations have mobilised a strong opposition to SSTs. On the other hand, it may be argued that the very fact of a great public debate signals a lack of any real power in the hands of the people. Most of the planning and decision-making takes place in the inner corridors of industry and government, with little public participation. Public protest against a project - the visible result of much planning and decision-making - may be a symptom of the lack of public involvement in the origin and development of the project.

There is nothing wrong with bringing up environmental issues in arguing for a certain action or decision. But the emphasis on such issues may not lead to a greater inclusion of political, economic and social issues in the publicly revealed realm of decision-making. In this situation, the dissatisfied citizen, continues to accept implicitly the constraints under which effective public involvement can take place. The basic economic/political/social conflict becomes permanently displaced into the realm of scientific debate.

In these circumstances, scientific results can become a major constraint on a political decision, but they also can serve as a major justification for a political decision. On the one hand, the possibility of a large environmental impact can be reason to halt a development project. On the other hand, if the predicted environmental impact is sufficiently low, then further opposition to the development is seen as unjustified. In this way the study of environmental impacts can become the basis for a justification of decisions basically made on other grounds.

A critical test of the idea that environmental issues and studies are used to justify actions and decisions is the prevalence of this idea: that a sufficiently insignificant environmental impact means that the planned action can go ahead. In other words, the political, economic and social context of the decision is assumed to be the status quo, and the only remaining question is the environmental impact. I believe that this is indeed the case for the SST. I have read quite a number of newspaper articles and comments in scientific magazines - not to mention aircraft company statements - that assume that the only valid public opposition to the SST is opposition on environmental grounds.*

* "The Minister for Transport Mr Nixon, said yesterday that environmental submissions which he had seen so far did not appear to contain any new factor which would stop services in Australia by the Concorde aircraft" - " 'Nothing new' on Concorde", Canberra Times, 15 April 1976, p. 1.

"Concorde also has to show that the concerns of environmentalists are either unfounded or overstated. That much has to be done before it will be allowed to fly into Australia on a regular basis. If it demonstrates that its manners have improved - that it is not as noisy and dirty as its sister prototype - which flew here in 1972 - it still faces commercial obstacles." - "A fair go for the Concorde" (editorial), The Australian, 5 August 1975, p. 8.

"So conservationists are flying in the face of wide approval in trying to keep the jet out, and attempts to convince people that the Government paid only lip service to environmental considerations when it deliberated over Concorde's Australian future are likely to fail." - "Concorde wins approval from public", The Times, 28 July 1976, p. iv.

"It seemed to me that as nothing in environmental terms stood in the way it was proper that the British be advised as soon as possible of our decision to allow Concorde to come to Australia." - Mr Newman, Hansard (Representatives), Environment: Concorde aircraft, 2 June 1976, p. 2807.

See also the excerpt from the Project to Stop the Concorde leaflet reprinted at the end of chapter 8.

Of course, the SST may be unsuccessful on other grounds. It must be politically acceptable - governments must continue to support it - and it must be economically viable - passengers must be found to ride in it. These grounds are not ones in which the majority of people have any say.

By posing environmental questions on the level of a debate between experts, most people cannot have much of a say even in the environmental debate. Pitching a debate on environmental terms of a technical kind means that scientific arguments and experts are needed for decision-making. It is not surprising that scientists - who naturally will not be averse to the creation of a demand for their services and of a base for their prestige - do not object to lack of attention to the social and political dimensions of the environmental problems they study.

There are several consequences of the displacement of political and economic issues into the environmental arena. One is the notable divergence of implicit values in scientific work relating to the environment: for example the different presuppositions underlying the work of Johnston and of Goldsmith et al. This divergence of presuppositions is not found so dramatically in most scientific fields, in which implicit values are very similar and hence less noticeable.

Another symptom is the use of 'scare tactics' - emphasis on environmental dangers - by many citizen groups. Valid opposition to a project on political grounds may not have a corresponding validity in the environmental sphere. When the argument is forced into unsuitable channels, the pushing of the argument often becomes most obvious.

What about scientific work on environmental topics, then? Much of it may be valuable. But in the context in which it is done, it serves to restrict the argument to the environmental level, and to obscure basic issues.

Let me provide an example of the way emphasis on environmental issues can obscure political and economic issues. One argument in favour of the U.S. SST was that initial development would be restricted to prototypes. That is, only one or two or several SSTs would be built initially. These prototypes could be used to learn about engineering problems, environmental effects and so forth. Opposition to prototype development on environmental grounds seems quixotic. For example, the effects on the stratosphere of two SSTs would be minimal. Furthermore, the p